0001273685-20-000076.txt : 20200706 0001273685-20-000076.hdr.sgml : 20200706 20200706162402 ACCESSION NUMBER: 0001273685-20-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norcutt Steven G CENTRAL INDEX KEY: 0001294794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 201013770 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_159406702523468.xml FORM 4 X0306 4 2020-07-01 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001294794 Norcutt Steven G C/O NEW YORK MORTGAGE TRUST, INC. 90 PARK AVENUE NEW YORK NY 10016 1 0 0 0 Common Stock, par value $0.01 per share 2020-07-01 4 A 0 93023 0 A 206824 D Represents the sum of the annual stock grant for non-employee directors and the reporting person's election to receive the cash portion of his non-employee director compensation in the form of shares of common stock based on a closing sales price of $2.58 per share. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan. /s/ Steven R. Mumma, as attorney-in-fact 2020-07-06