0001273685-20-000030.txt : 20200313 0001273685-20-000030.hdr.sgml : 20200313 20200313131203 ACCESSION NUMBER: 0001273685-20-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mumma Steven R CENTRAL INDEX KEY: 0001294797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 20711698 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_158411950528994.xml FORM 4 X0306 4 2020-03-13 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001294797 Mumma Steven R C/O NEW YORK MORTGAGE TRUST, INC. 90 PARK AVENUE NEW YORK NY 10016 1 1 0 0 CEO Common Stock, par value $0.01 per share 2020-03-13 4 P 0 32000 4.02 A 1000911 D Represents an open market purchase of New York Mortgage Trust's common stock, par value $0.01 per share, on March 13, 2020. /s/ Steven R. Mumma 2020-03-13