0001273685-20-000002.txt : 20200103
0001273685-20-000002.hdr.sgml : 20200103
20200103164159
ACCESSION NUMBER: 0001273685-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200101
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mumma Steven R
CENTRAL INDEX KEY: 0001294797
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32216
FILM NUMBER: 20506211
MAIL ADDRESS:
STREET 1: 1301 AVENUE OF THE AMERICAS
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC
CENTRAL INDEX KEY: 0001273685
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 470934168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 792-0107
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
wf-form4_157808770199461.xml
FORM 4
X0306
4
2020-01-01
0
0001273685
NEW YORK MORTGAGE TRUST INC
NYMT
0001294797
Mumma Steven R
C/O NEW YORK MORTGAGE TRUST, INC.
90 PARK AVENUE
NEW YORK
NY
10016
1
1
0
0
CEO
Restricted Stock Units
2020-01-01
4
A
0
96308
0
A
Common Stock, par value $0.01 per share
96308.0
96308
D
Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms and conditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares of NYMT common stock underlying the RSUs.
/s/ Steven R. Mumma
2020-01-03