0001273685-18-000013.txt : 20180220 0001273685-18-000013.hdr.sgml : 20180220 20180220091701 ACCESSION NUMBER: 0001273685-18-000013 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reese Nathan R CENTRAL INDEX KEY: 0001462291 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 18623300 MAIL ADDRESS: STREET 1: C/O NEW YORK MORTGAGE TRUST, INC. STREET 2: 52 VANDERBILT AVENUE, SUITE 403 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4/A 1 wf-form4a_151913620594362.xml FORM 4/A X0306 4/A 2018-02-13 2018-02-16 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001462291 Reese Nathan R C/O NEW YORK MORTGAGE TRUST, INC. 275 MADISON AVENUE NEW YORK NY 10016 0 1 0 0 Managing Director / Secretary Common Stock, par value $0.01 per share 2018-02-13 4 A 0 15246 0 A 79757 D The reporting person is amending the previously filed Form 4 of 02/16/2018 to correct the date of earliest transaction and transaction date, which were incorrectly reported in the original Form 4 as 02/16/2018 Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. /s/ Nathan R. Reese 2018-02-20