0001273685-17-000080.txt : 20171213 0001273685-17-000080.hdr.sgml : 20171213 20171213162653 ACCESSION NUMBER: 0001273685-17-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171213 DATE AS OF CHANGE: 20171213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hainey Alan L CENTRAL INDEX KEY: 0001295229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 171254143 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_151320039917081.xml FORM 4 X0306 4 2017-12-12 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001295229 Hainey Alan L C/O NEW YORK MORTGAGE TRUST, INC. 275 MADISON AVE. NEW YORK NY 10016 1 0 0 0 Common Stock, par value $0.01 per share 2017-12-12 4 S 0 200 6.38 D 131371 D The ending balance includes shares acquired under a dividend reinvestment plan. /s/ Steven R. Mumma, as attorney-in-fact 2017-12-13