X0306 4 2017-04-24 0 0001273636 APPLIED GENETIC TECHNOLOGIES CORP AGTC 0001207833 ORONSKY ARNOLD L C/O INTERWEST PARTNERS 2710 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 1 0 0 0 Common 2017-04-24 4 X 0 3559 A 1404515 I By Partnership Common 2017-04-24 4 X 0 101 A 40181 I By Partnership Common 2017-04-24 4 X 0 28 A 11208 I By Partnership Warrant to buy Common 4.5395 2017-04-24 4 X 0 11476 0.00 D 2012-05-02 2017-05-02 Common 11476 0 I By Partnership Warrant to buy Common 4.5395 2017-04-24 4 X 0 328 0.00 D 2012-05-02 2017-05-02 Common 328 0 I By Partnership Warrant to buy Common 4.5395 2017-04-24 4 X 0 91 0.00 D 2012-05-02 2017-05-02 Common 91 0 I By Partnership Represents cashless exercise of a warrant by InterWest Partners VIII, LP ("IW8"). 7,917 shares of common stock were withheld by the issuer at the market price of $6.58 per share to fund the cashless exercise of 11,476 warrants. Represents cashless exercise of a warrant by InterWest Investors Q VIII, LP ("IIQ8"). 227 shares of common stock were withheld by the issuer at the market price of $6.58 per share to fund the cashless exercise of 328 warrants. Represents cashless exercise of a warrant by InterWest Investors VIII, LP ("II8"). 63 shares of common stock were withheld by the issuer at the market price of $6.58 per share to fund the cashless exercise of 91 warrants. Shares are owned by IW8. The General Partner of IW8 is InterWest Management Partners VIII, LLC ("IMP8"). The Reporting Person is a Managing Director of IMP8, shares voting and investment power with the other Managing Directors of IMP8, and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are owned by IIQ8. The General Partner of IW8 is IMP8. The Reporting Person is a Managing Director of IMP8, shares voting and investment power with the other Managing Directors of IMP8, and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are owned by II8. The General Partner of IW8 is IMP8. The Reporting Person is a Managing Director of IMP8, shares voting and investment power with the other Managing Directors of IMP8, and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/Arnold L. Oronsky 2017-04-26