0001209191-19-018097.txt : 20190308 0001209191-19-018097.hdr.sgml : 20190308 20190308162100 ACCESSION NUMBER: 0001209191-19-018097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190306 FILED AS OF DATE: 20190308 DATE AS OF CHANGE: 20190308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGAN PATRICK D CENTRAL INDEX KEY: 0001273607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-90866 FILM NUMBER: 19669362 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVENUE CITY: WILMERDING STATE: PA ZIP: 15148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 FORMER COMPANY: FORMER CONFORMED NAME: WABTEC CORP DATE OF NAME CHANGE: 20000114 FORMER COMPANY: FORMER CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-06 0 0000943452 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB 0001273607 DUGAN PATRICK D 1001 AIR BRAKE AVENUE WILMERDING PA 15148 0 1 0 0 EVP & Chief Financial Officer Common Stock - Direct 2019-03-06 4 A 0 7700 0.00 A 75995 D Common Stock - Direct 2019-03-06 4 A 0 10000 0.00 A 85995 D Common Stock - Direct 2019-03-06 4 A 0 10000 0.00 A 95995 D Common Stock - 401k 576.336 I 401K Non-Qualified Stock Options 70.64 2019-03-06 4 A 0 7700 0.00 A 2022-03-01 2029-03-06 Common Stock 7700 7700 D Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Reflects the net acquisition of 56.073 shares in Mr. Dugan's 401(k) plan account as a result of non-discretionary transactions. Options vest 33.3% per year beginning March 1, 2020. David L. DeNinno, POA for Patrick Dugan 2019-03-08