0001209191-18-044359.txt : 20180730 0001209191-18-044359.hdr.sgml : 20180730 20180730155841 ACCESSION NUMBER: 0001209191-18-044359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180726 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGAN PATRICK D CENTRAL INDEX KEY: 0001273607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-90866 FILM NUMBER: 18977583 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVENUE CITY: WILMERDING STATE: PA ZIP: 15148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 FORMER COMPANY: FORMER CONFORMED NAME: WABTEC CORP DATE OF NAME CHANGE: 20000114 FORMER COMPANY: FORMER CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-26 0 0000943452 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB 0001273607 DUGAN PATRICK D 1001 AIR BRAKE AVENUE WILMERDING PA 15148 0 1 0 0 EVP & Chief Financial Officer Common Stock - Direct 2018-07-26 4 M 0 1260 35.293 A 76555 D Common Stock - Direct 2018-07-26 4 M 0 3920 48.29 A 80475 D Common Stock - Direct 2018-07-26 4 M 0 3150 72.82 A 83625 D Common Stock - Direct 2018-07-26 4 M 0 2625 87.03 A 86250 D Common Stock - Direct 2018-07-26 4 M 0 2100 61.33 A 88350 D Common Stock - Direct 2018-07-26 4 M 0 1225 87.05 A 89575 D Common Stock - Direct 2018-07-26 4 S 0 13580 109.74 D 75995 D Common Stock - Direct 2018-07-26 4 S 0 700 110.29 D 75295 D Common Stock - Direct 2018-07-26 4 S 0 7000 109.0827 D 68295 D Non-Qualified Stock Options 35.2925 2018-07-26 4 M 0 1260 0.00 D 2016-02-14 2022-02-14 Common Stock 1260 0 D Non-Qualified Stock Option 48.29 2018-07-26 4 M 0 3920 0.00 D 2017-03-01 2023-02-12 Common Stock 3920 0 D Non-Qualified Stock Options 72.82 2018-07-26 4 M 0 3150 0.00 D 2018-03-01 2024-02-11 Common Stock 3150 0 D Non-Qualified Stock Option 87.03 2018-07-26 4 M 0 2625 0.00 D 2019-03-01 2025-02-10 Common Stock 2625 875 D Non Qualified Stock Option 61.33 2018-07-26 4 M 0 2100 0.00 D 2020-03-01 2026-02-09 Common Stock 2100 2100 D Non-Qualified Stock Option 87.05 2018-07-26 4 M 0 1225 0.00 D 2021-03-01 2027-02-07 Common Stock 1225 3675 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.13 to $110.09 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $110.15 to $110.45 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. David. L. DeNinno, POA for Patrick D. Dugan 2018-07-30