0001181431-14-019839.txt : 20140515 0001181431-14-019839.hdr.sgml : 20140515 20140515180836 ACCESSION NUMBER: 0001181431-14-019839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUCEY MICHAEL E CENTRAL INDEX KEY: 0001272987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 14849303 4 1 rrd409320.xml X0306 4 2014-05-13 0 0001411494 Apollo Global Management LLC APO 0001272987 DUCEY MICHAEL E C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 0 0 0 Class A Shares 2014-05-13 4 P 0 750 25.59 A 750 I By the Ella Jane Spinder Irrevocable Trust Class A Shares 2014-05-13 4 P 0 750 25.59 A 750 I By the Elise Sue Spinder Irrevocable Trust Class A Shares 25054 D Reported amount includes 6,181 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date. These Class A shares are held in the Ella Jane Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein. These Class A shares are held in the Elise Sue Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein. /s/ Jessica Lomm, as attorney-in-fact 2014-05-15