Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 1-212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as custodian. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | RBC Global Asset Management (U.S.) Inc. |
b. Street 1 | 50 South Sixth Street |
Street 2 | Suite 2350 |
c. City | Minneapolis |
d. State, if applicable |
MINNESOTA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 55402 |
g. Telephone number (including country code if foreign) | 612-376-7000 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as advisor. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | RBC Funds Trust |
b. Street 1 | 50 South Sixth Street |
Street 2 | Suite 2350 |
c. City | Minneapolis |
d. State, if applicable |
MINNESOTA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 55402 |
g. Telephone number (including country code if foreign) | (612)-376-7000 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as Registrant. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | BlueBay Asset Management LLP |
b. Street 1 | 77 Grosvenor Street |
Street 2 | |
c. City | London |
d. State, if applicable | |
e. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
f. Zip code and zip code extension, or foreign postal code | W1K 3JR |
g. Telephone number (including country code if foreign) | 0044 20 7389 3700 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | BlueBay Asset Management USA LLC |
b. Street 1 | Four Stamford Plaza, 107 Elm Street |
Street 2 | Suite 512 |
c. City | Stamford |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06902 |
g. Telephone number (including country code if foreign) | 1-203-541-4300 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | RBC Global Asset Management (UK) Limited |
b. Street 1 | Riverbank House, 2 Swan Lane |
Street 2 | |
c. City | London |
d. State, if applicable | |
e. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
f. Zip code and zip code extension, or foreign postal code | EC4R3BF |
g. Telephone number (including country code if foreign) | 0044 207 6534000 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 760 Moore Road |
Street 2 | |
c. City | King of Prussia |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19406 |
g. Telephone number (including country code if foreign) | 800-441-9800 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as fund accounting agent and co-administrator. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | U.S. Bank, N.A. |
b. Street 1 | 1555 N. Rivercenter Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 800-872-2657 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as custodian. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | U.S. Bank Global Fund Services |
b. Street 1 | 615 E. Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 800-300-3836 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as transfer agent. |
Director Record:
1 |
a. Full Name | Lucy Hancock Bode |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Leslie H. Garner Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Ronald James |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | John A. MacDonald |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | James R. Seward |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
6 |
a. Full Name | William B. Taylor |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
7 |
a. Full Name | Kathleen A. Gorman |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |