0001209191-21-070791.txt : 20211221 0001209191-21-070791.hdr.sgml : 20211221 20211221171505 ACCESSION NUMBER: 0001209191-21-070791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211217 FILED AS OF DATE: 20211221 DATE AS OF CHANGE: 20211221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINMAN SCOTT CENTRAL INDEX KEY: 0001272588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 211510226 MAIL ADDRESS: STREET 1: C/O APOLLO MANAGEMENT L P STREET 2: 1301 AVENUE OF THE AMERICANS 38TH FL. CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management, Inc. CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Apollo Global Management LLC DATE OF NAME CHANGE: 20070904 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-17 0 0001411494 Apollo Global Management, Inc. APO 0001272588 KLEINMAN SCOTT C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 1 0 0 Co-President Class A Common Stock 2021-12-17 4 A 0 1574 70.16 A 5990453 D Class A Common Stock 2021-12-17 4 F 0 836 70.16 D 5989617 D Class A Common Stock 2021-12-17 4 A 0 631 0.00 A 5990248 D Class A Common Stock 2021-12-17 4 A 0 2447 70.16 A 5992695 D Class A Common Stock 2021-12-17 4 A 0 1363 0.00 A 5994058 D Class A Common Stock 41676 I KRT Investments IX LLC Class A Common Stock 9391 I KRT Investments LLC Class A Common Stock 230048 I HCM APO Series LLC, Series C Class A Common Stock 169237 I HCM APO Series LLC, Series B Consists of fully vested shares of Class A Common Stock of the Issuer ("Class A shares") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan") in connection with the reporting person's election to exchange his rights to distributions of incentive income under his outstanding limited partner interests and rights under global carry pool awards previously received from affiliates of the Issuer (such exchange, the "GCP exchange"). Reported amount includes 5,327,371 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The unvested RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Consists of Class A shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares that were granted under the Plan. Represents vested RSUs granted under the Plan in connection with the GCP exchange. Reported amount includes 5,328,002 vested and unvested RSUs granted under the Plan. Represents the right to receive vested Class A shares issued under the Plan in January 2022 in connection with the GCP exchange. Represents the right to receive vested Class A shares issued under the Plan to be delivered in the future in accordance with the terms of the GCP Exchange. By KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. By KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Reported amount includes shares previously reported as directly held by the reporting person, which are now held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Such shares were contributed in kind without consideration and without a change in pecuniary interest. Reported amount includes shares previously reported as directly held by the reporting person, which are now held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Such shares were contributed in kind without consideration and without a change in pecuniary interest. /s/ Jessica L. Lomm, as Attorney-in-Fact 2021-12-21