0001209191-21-070791.txt : 20211221
0001209191-21-070791.hdr.sgml : 20211221
20211221171505
ACCESSION NUMBER: 0001209191-21-070791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211217
FILED AS OF DATE: 20211221
DATE AS OF CHANGE: 20211221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEINMAN SCOTT
CENTRAL INDEX KEY: 0001272588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 211510226
MAIL ADDRESS:
STREET 1: C/O APOLLO MANAGEMENT L P
STREET 2: 1301 AVENUE OF THE AMERICANS 38TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management, Inc.
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Apollo Global Management LLC
DATE OF NAME CHANGE: 20070904
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-17
0
0001411494
Apollo Global Management, Inc.
APO
0001272588
KLEINMAN SCOTT
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
1
0
0
Co-President
Class A Common Stock
2021-12-17
4
A
0
1574
70.16
A
5990453
D
Class A Common Stock
2021-12-17
4
F
0
836
70.16
D
5989617
D
Class A Common Stock
2021-12-17
4
A
0
631
0.00
A
5990248
D
Class A Common Stock
2021-12-17
4
A
0
2447
70.16
A
5992695
D
Class A Common Stock
2021-12-17
4
A
0
1363
0.00
A
5994058
D
Class A Common Stock
41676
I
KRT Investments IX LLC
Class A Common Stock
9391
I
KRT Investments LLC
Class A Common Stock
230048
I
HCM APO Series LLC, Series C
Class A Common Stock
169237
I
HCM APO Series LLC, Series B
Consists of fully vested shares of Class A Common Stock of the Issuer ("Class A shares") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan") in connection with the reporting person's election to exchange his rights to distributions of incentive income under his outstanding limited partner interests and rights under global carry pool awards previously received from affiliates of the Issuer (such exchange, the "GCP exchange").
Reported amount includes 5,327,371 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the
contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The unvested RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
Consists of Class A shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares that were granted under the Plan.
Represents vested RSUs granted under the Plan in connection with the GCP exchange.
Reported amount includes 5,328,002 vested and unvested RSUs granted under the Plan.
Represents the right to receive vested Class A shares issued under the Plan in January 2022 in connection with the GCP exchange.
Represents the right to receive vested Class A shares issued under the Plan to be delivered in the future in accordance with the terms of the GCP Exchange.
By KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.
By KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Reported amount includes shares previously reported as directly held by the reporting person, which are now held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Such shares were contributed in kind without consideration and without a change in pecuniary interest.
Reported amount includes shares previously reported as directly held by the reporting person, which are now held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Such shares were contributed in kind without consideration and without a change in pecuniary interest.
/s/ Jessica L. Lomm, as Attorney-in-Fact
2021-12-21