0001209191-20-007567.txt : 20200207 0001209191-20-007567.hdr.sgml : 20200207 20200207170039 ACCESSION NUMBER: 0001209191-20-007567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINMAN SCOTT CENTRAL INDEX KEY: 0001272588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 20588237 MAIL ADDRESS: STREET 1: C/O APOLLO MANAGEMENT L P STREET 2: 1301 AVENUE OF THE AMERICANS 38TH FL. CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management, Inc. CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Apollo Global Management LLC DATE OF NAME CHANGE: 20070904 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-05 0 0001411494 Apollo Global Management, Inc. APO 0001272588 KLEINMAN SCOTT C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 1 0 0 Co-President Class A Common Stock 2020-02-05 4 F 0 76627 45.94 D 593211 D Class A Common Stock 2020-02-07 4 A 0 71703 48.1468 A 664914 D Class A Common Stock 750000 I KRT Investments LLC Class A Common Stock 35157 I KRT APO Series LLC Class A Common Stock 56110 I KRT APO Series LLC (4/30/2015) Class A Common Stock 20834 I KRT APO Series 6/30/15 LLC Class A Common Stock 20834 I KRT APO Series 9/30/15 LLC Class A Common Stock 23876 I KRT APO Series 12/31/15 LLC Class A Common Stock 132398 I KRT APO Series LLC, 9-30-18 Series Class A Common Stock 136666 I KRT APO Series LLC, 6/30/13 Series Consists of shares of Class A common stock of the Issuer ("Class A shares") withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested restricted stock units ("RSUs") that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Reported amount includes 486,154 RSUs granted under the Plan. Represents restricted Class A shares granted under the Plan. The restricted Class A shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. By KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. By KRT APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series LLC (4/30/2015), a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series 6/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series 9/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series 12/31/15 LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series LLC, 9-30-18 Series, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series LLC, 6/30/13 Series, a vehicle over which the reporting person exercises voting and investment control. /s/ Jessica L. Lomm, as Attorney-in-Fact 2020-02-07