X0306 4 2017-11-15 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001272480 MCWATERS KIMBERLY J 16220 N. SCOTTSDALE ROAD SUITE 100 SCOTTSDALE AZ 85254 1 1 0 0 President and CEO Common Stock, $0.0001 par value 2017-11-15 4 P 0 4745 3.625 A 578538 D Common Stock, $0.0001 par value 707 I Spouse The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.73, inclusive. The reporting person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. /s/ Kimberly J McWaters 2017-11-16