0001144204-17-054135.txt : 20171025 0001144204-17-054135.hdr.sgml : 20171025 20171025165458 ACCESSION NUMBER: 0001144204-17-054135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171023 FILED AS OF DATE: 20171025 DATE AS OF CHANGE: 20171025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESCULIER JACQUES CENTRAL INDEX KEY: 0001272186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33332 FILM NUMBER: 171153500 MAIL ADDRESS: STREET 1: C/O AMERICAN STANDARD COMPANIES INC STREET 2: ONE CENTENNIAL AVENUE CITY: PISCATAWAY STATE: NJ ZIP: 08855 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WABCO Holdings Inc. CENTRAL INDEX KEY: 0001390844 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 208481962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2770 RESEARCH DRIVE CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 BUSINESS PHONE: 248-270-9299 MAIL ADDRESS: STREET 1: 2770 RESEARCH DRIVE CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 4 1 tv477651_4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-23 0 0001390844 WABCO Holdings Inc. WBC 0001272186 ESCULIER JACQUES C/O WABCO HOLDINGS INC. 2770 RESEARCH DRIVE ROCHESTER HILLS MI 48309 1 1 0 0 Chairman of the Board and CEO Common Stock 2017-10-23 4 M 0 34061 59.26 A 312079 D Common Stock 2017-10-23 4 S 0 44191 151.77 D 267888 D Common Stock 2017-10-23 4 S 0 30468 152.77 D 237420 D Common Stock 2017-10-23 4 S 0 19402 153.52 D 218018 D Common Stock 2017-10-24 4 M 0 5155 59.26 A 223173 D Common Stock 2017-10-24 4 M 0 43178 58.85 A 266351 D Common Stock 2017-10-24 4 S 0 61565 149.61 D 204786 D Common Stock 2017-10-24 4 S 0 15175 150.19 D 189611 D Common Stock 2017-10-24 4 S 0 1593 153.00 D 188018 D Stock Option (Right to Buy) 59.26 2017-10-23 4 M 0 34061 0 D 2021-02-23 Common Stock 34061 5155 D Stock Option (Right to Buy) 59.26 2017-10-24 4 M 0 5155 0 D 2021-02-23 Common Stock 5155 0 D Stock Option (Right to Buy) 58.85 2017-10-24 4 M 0 43178 0 D 2022-02-24 Common Stock 43178 0 D The transaction reported herein includes sales at a range of prices from $151.27 to $152.265. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price. The transaction reported herein includes sales at a range of prices from $152.27 to $153.26. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price. The transaction reported herein includes sales at a range of prices from $153.28 to $154.10. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price. The transaction reported herein includes sales at a range of prices from $149.01 to $150.00. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price. The transaction reported herein includes sales at a range of prices from $150.01 to $150.78. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price. Stock options vested in three equal installments. The first installment vested on February 22, 2012, the second installment vested on February 22, 2013, and the third installment vested on February 22, 2014. Stock options vested in three equal installments. The first installment vested on February 14, 2013, the second installment vested on February 14, 2014, and the third installment vested on February 14, 2015. /s/ Thomas P. Conaghan, Attorney-in-Fact 2017-10-25