0000932440-18-000072.txt : 20181002 0000932440-18-000072.hdr.sgml : 20181002 20181002163403 ACCESSION NUMBER: 0000932440-18-000072 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180925 FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURRY PATRICK J CENTRAL INDEX KEY: 0001272138 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 181101776 MAIL ADDRESS: STREET 1: 5601 WEST WACO DRIVE CITY: WACO STATE: TX ZIP: 76710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PJC INVESTMENTS, LLC CENTRAL INDEX KEY: 0001712302 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 181101777 BUSINESS ADDRESS: STREET 1: 204 WOODHEW DRIVE CITY: WACO STATE: TX ZIP: 76712 BUSINESS PHONE: 512-639-5090 MAIL ADDRESS: STREET 1: 204 WOODHEW DRIVE CITY: WACO STATE: TX ZIP: 76712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2018-09-25 2018-09-27 0001494448 EMERGENT CAPITAL, INC. EMGC 0001272138 CURRY PATRICK J 204 WOODHEW DRIVE WACO TX 76712 1 1 1 0 CEO 0001712302 PJC INVESTMENTS, LLC 204 WOODHEW DRIVE WACO TX 76712 1 0 1 0 Common Stock, par value $0.01 per share 2018-09-26 4 P 0 2500 .276 A 14432216 I By PJC Investments, LLC Common Stock, par value $0.01 per share 2018-09-26 4 P 0 10500 .28 A 14442716 I By PJC Investments, LLC Mr. Curry is the principal and manager of PJC Investments, LLC. These shares were inadvertently omitted from the original Form 4 filed on September 27, 2018. Because Patrick J. Curry, a director of the issuer, controls PJC Investments, LLC, PJC Investments, LLC may be deemed to be a director by deputization. /s/ Patrick J. Curry, individually and as manager of PJC Investments, LLC 2018-10-02