0001225208-17-003349.txt : 20170215 0001225208-17-003349.hdr.sgml : 20170215 20170215135212 ACCESSION NUMBER: 0001225208-17-003349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEWART MARTA R CENTRAL INDEX KEY: 0001272064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 17614006 MAIL ADDRESS: STREET 1: C/O NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-9219 4 1 doc4.xml X0306 4 2017-02-13 0000702165 NORFOLK SOUTHERN CORP NSC 0001272064 STEWART MARTA R THREE COMMERCIAL PLACE NORFOLK VA 23510 1 EVP-Finance and CFO Common Stock 2017-02-13 4 M 0 2370.0000 75.1400 A 20857.0000 D Common Stock 2017-02-13 4 S 0 2370.0000 123.0701 D 18487.0000 D Common Stock 2779.1428 I By 401(k) Plan Common Stock 16332.0000 I By GRATs Common Stock 3837.0000 I By Revocable Trust Option (right to buy, granted 2012) 75.1400 2017-02-13 4 M 0 2370.0000 D 2016-01-26 2022-01-25 Common Stock 2370.0000 0.0000 D Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of February 13, 2017, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Denise W. Hutson via POA for Marta R. Stewart 2017-02-15