0000950005-05-000293.txt : 20120615 0000950005-05-000293.hdr.sgml : 20120615 20050328134650 ACCESSION NUMBER: 0000950005-05-000293 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050328 DATE AS OF CHANGE: 20050328 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VENTURE LENDING & LEASING IV INC CENTRAL INDEX KEY: 0001271808 IRS NUMBER: 200372373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80610 FILM NUMBER: 05706098 BUSINESS ADDRESS: STREET 1: 2010 NORTH FIRST STREET STREET 2: SUITE 310 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4084368577 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Investment Pte Ltd CENTRAL INDEX KEY: 0001315829 IRS NUMBER: 000000000 STATE OF INCORPORATION: U0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O GIC, 168 ROBINSON ROAD, #37-01 STREET 2: CAPITAL TOWER CITY: SINGAPORE STATE: K3 ZIP: 068912 BUSINESS PHONE: (650) 593-3100 MAIL ADDRESS: STREET 1: 255 SHORELINE DRIVE, SUITE 600 CITY: REDWOOD CITY STATE: CA ZIP: 94065 SC 13G 1 p19234_13g.txt SC 13G ---------------------------- OMB APPROVAL Omb Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response .......11 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Venture Lending & Leasing IV, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Shares -------------------------------------------------------------------------------- (Title of Class of Securities) NONE -------------------------------------------------------------------------------- (CUSIP Number) May 28, 2004 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 5 pages CUSIP No. NONE -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Rocket Investment Pte Ltd I.R.S. Identification Nos. of above persons (entities only). None -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Singapore --------------------- ---------------------------------------------------------- Number of Shares Beneficially by 5. Sole Voting Power Owned by Each 10,000 Reporting Person With: --------------------- ---------------------------------------------------------- 6. Shared Voting Power 0 --------------------- ---------------------------------------------------------- 7. Sole Dispositive Power 10,000 --------------------- ---------------------------------------------------------- 8. Shared Dispositive Power 0 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 10,000 -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 10% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) 00 -------------------------------------------------------------------------------- Page 2 of 5 pages Item 1. (a) Name of Issuer: Venture Lending & Leasing IV, Inc. (b) Address of Issuer's Principal Executive Offices: Venture Lending & Leasing IV, Inc. 2010 North First Street, Suite 310 San Jose, California 95131 United States of America Item 2. (a) Name of Person Filing: Rocket Investment Pte Ltd (b) Address of Principal Business Office: 168 Robinson Road #37-01 Capital Tower Singapore 068912 (c) Citizenship: Singapore (d) Title of Class of Securities: Common Stock, $0.001 par value per share. (e) CUSIP Number: None. Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether person filing is a: (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Page 3 of 5 pages Item 4. Ownership Rocket Investment Pte Ltd is a private limited company organized under the laws of Singapore ("Rocket"). Rocket owns 10% of the outstanding membership interests of Venture Lending & Leasing IV, LLC (the "Company"), which owns all of the outstanding shares of Common Stock of the Issuer (100,000 shares of Common Stock). The members of the Company have pass-through voting rights with respect to any action proposed at a meeting of the shareholders of the Issuer or submitted for consent of the shareholders of the Issuer. As a result, Rocket may be deemed to beneficially own 10,000 shares (or 10%) of the outstanding shares of Common Stock of the Issuer (the "Rocket Shares"). Rocket disclaims beneficial ownership of the Rocket Shares except to the extent of its ownership of membership interests of the Company. GIC Special Investments Pte Ltd is a private limited company organized under the laws of Singapore ("GIC-SI"). GIC-SI has investment authority with respect to the securities owned by Rocket. By reason of such authority, GIC-SI may be deemed to beneficially own the Rocket Shares. The Government of Singapore Investment Corporation Pte Ltd ("GIC") is a private limited company organized under the laws of Singapore. GIC is the parent of GIC-SI and a holding company for investments made by or under the authority of the Government of Singapore. Because GIC is the parent of GIC-SI, GIC and the Government of Singapore may each be deemed to beneficially own the Rocket Shares. Each of GIC-SI, GIC and the Government of Singapore disclaims beneficial ownership of the Rocket Shares except to the extent of their pecuniary interest, direct or indirect, in Rocket. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group By virtue of GIC-SI's investment authority with respect to the securities owned by Rocket, GIC's position as the parent of GIC-SI, and the Government of Singapore's position of control with respect to GIC, Rocket, GIC-SI, GIC and the Government of Singapore may be deemed to be members of a Securities Exchange Act of 1934 Section 13(d) group; however, each of Rocket, GIC, Investment Corp. and the Government of Singapore expressly disclaims membership in any such group. Item 9. Notice of Dissolution of Group Not applicable. Page 4 of 5 pages Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 15, 2005 Rocket Investment Pte Ltd By: /s/ Alvin A. Fong ----------------------------------- Alvin A. Fong Authorized Signatory Page 5 of 5 pages