CUSIP No.: 29383G100
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SCHEDULE 13D
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Page 2 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
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Rio Tinto plc
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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England and Wales
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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-0-
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||||
8
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SHARED VOTING POWER
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32,788,629 (see Item 5)
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9
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SOLE DISPOSITIVE POWER
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-0-
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10
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SHARED DISPOSITIVE POWER
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32,788,629 (see Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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32,788,629 (see Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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17.6 percent (see Item 5)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC, CO
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CUSIP No.: 29383G100
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SCHEDULE 13D
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Page 3 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
|
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|
||
Rio Tinto International Holdings Limited
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
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SEC USE ONLY
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||||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
|
||
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Canada
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
|
SOLE VOTING POWER
|
|
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-0-
|
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|||
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||||
8
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SHARED VOTING POWER
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17,879,296 (See Item 5)
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|||
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||||
9
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SOLE DISPOSITIVE POWER
|
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-0-
|
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|||
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||||
10
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SHARED DISPOSITIVE POWER
|
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||
17,879,296 (See Item 5)
|
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|||
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||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
17,879,296 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
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|
||||
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|
||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
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9.6 percent (see Item 5)
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|||
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||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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|||
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CUSIP No.: 29383G100
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SCHEDULE 13D
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Page 4 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
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Turquoise Hill Resources Ltd.
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
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SEC USE ONLY
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||
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|||
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||||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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|||
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
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|
||||
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|
||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Canada
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
|
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14,909,333 (See Item 5)
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|||
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||||
8
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SHARED VOTING POWER
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-0-
|
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|||
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||||
9
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SOLE DISPOSITIVE POWER
|
|
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||
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|||
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||||
10
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SHARED DISPOSITIVE POWER
|
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||
-0-
|
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|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
14,909,333 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
9.6 percent (see Item 5)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
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||
CO
|
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|||
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(a)
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17,879,296 Common Shares (representing 9.6 percent of the outstanding Common Shares) beneficially owned by RTIH, consisting of 17,441,796 Common Shares held directly by RTIH and 437,500 Common Shares issuable upon the exercise of Warrants held directly by RTIH; and
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(b)
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14,909,333 Common Shares (representing 8.0 percent of the outstanding Common Shares) beneficially owned by TRQ, consisting of 14,539,333 Common Shares held directly by TRQ and 370,000 Common Shares issuable upon the exercise of Warrants held directly by TRQ.
|
Exhibit Number
|
Description
|
A
|
Equity Participation Agreement between Entrée Gold Inc. and Rio Tinto Exploration Canada Inc., formerly Kennecott Canada Exploration Inc.(1)
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B
|
Subscription Agreement between Entrée Gold Inc. and Rio Tinto Exploration Canada Inc., formerly Kennecott Canada Exploration Inc.(1)
|
C
|
Subscription Agreement between Entrée Gold Inc. and Rio Tinto Exploration Canada Inc., formerly Kennecott Canada Exploration Inc.(1)
|
D
|
Share Purchase Agreement between Rio Tinto Exploration Canada Inc. and Rio Tinto International Holdings Limited(2)
|
E
|
Assignment Agreement between Rio Tinto Exploration Canada Inc. and Rio Tinto International Holdings Limited(2)
|
F
|
Joint Filing Agreement between Rio Tinto plc, Rio Tinto International Holdings Limited and Turquoise Hill Resources Ltd.
|
(1)
|
Filed as an exhibit to the original Schedule 13D on July 8, 2005.
|
(2)
|
Filed as an exhibit to the amended Schedule 13D on August 2, 2012.
|
|
Rio Tinto plc
|
|||
|
||||
|
By:
|
/s/ Steven Allen
|
||
|
Name:
|
Steven Allen
|
||
|
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Title:
|
Company Secretary
|
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|
||||
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|
|||
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Rio Tinto International Holdings Limited
|
|||
|
||||
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By:
|
/s/ Abel Martins Alexandre
|
||
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Name:
|
Abel Martins Alexandre
|
||
|
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Title:
|
Director
|
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|
||||
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|
|||
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Turquoise Hill Resources Ltd.
|
|||
|
||||
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By:
|
/s/ Dustin S. Isaacs
|
||
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Name:
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Dustin S. Isaacs
|
||
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Title:
|
Corporate Secretary |
Name
|
Present Principal Occupation
|
Business Address
|
Citizenship
|
|||
Directors
|
||||||
Simon Thompson
|
Chairman of Rio Tinto
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
J-S Jacques
|
Chief Executive of Rio Tinto
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Jakob Stausholm
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Chief Financial Officer of Rio Tinto
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Denmark
|
|||
Megan Clark AC
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Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Australia
|
|||
David Constable
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Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Canada
|
|||
Simon Henry
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Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Sam Laidlaw
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Company Director
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6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Hinda Gharbi
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Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Australia
|
|||
Michael L’Estrange AO
|
Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Australia
|
|||
Simon McKeon AO
|
Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Australia
|
|||
Jennifer Nason
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Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United States / Australia
|
|||
Ngaire Woods CBE
|
Company Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
Name
|
Present Principal Occupation
|
Business Address
|
Citizenship
|
|||
Executive Officers
|
||||||
J-S Jacques
|
Chief Executive
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Jakob Stausholm
|
Chief Financial Officer of Rio Tinto
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Denmark
|
|||
Bold Baatar
|
Chief Executive, Energy & Minerals
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Mongolia
|
|||
Alf Barrios
|
Chief Executive, Aluminum
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United States
|
|||
Vera Kirikova
|
Group Executive, Human Resources
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Canada
|
|||
Barbara Levi
|
Group Executive, Group General Counsel
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Italy
|
|||
Stephen McIntosh
|
Group Executive, Growth & Innovation and Health, Safety & Environment
|
6 St. James Square
London SW1Y 4AD United Kingdom |
New Zealand
|
|||
Simone Niven
|
Group Executive, Corporate Relations
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom / Australia
|
|||
Arnaud Soirat
|
Chief Executive, Copper & Diamonds
|
6 St. James Square
London SW1Y 4AD United Kingdom |
France / Australia
|
|||
Simon Trott
|
Chief Commercial Officer
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Australia
|
|||
Name
|
Present Principal Occupation
|
Business Address
|
Citizenship
|
|||
Directors
|
||||||
Peter Cunningham
|
Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Steven Allen
|
Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
John Kiddle
|
Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Abel Martins Alexandre
|
Director
|
6 St. James Square
London SW1Y 4AD United Kingdom |
Portugal
|
Name
|
Present Principal Occupation
|
Business Address
|
Citizenship
|
|||
Executive Officers
|
||||||
Rio Tinto Secretariat Limited
|
Secretary
|
6 St. James Square
London SW1Y 4AD United Kingdom |
United Kingdom
|
|||
Name
|
Present Principal Occupation
|
Business Address
|
Citizenship
|
|||
Directors
|
||||||
Alfie Grigg
|
Director; Chief Counsel – Pacific, Rio Tinto Aluminium
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Australia
|
|||
R. Peter Gillin
|
Director and Chairman
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Canada
|
|||
Stephen Jones
|
Director
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Australia
|
|||
George R. Burns
|
Director; President and Chief Executive Officer, Eldorado Gold Inc.
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Canada
|
|||
Ulf Quellmann
|
Director and Chief Executive Officer
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Germany
|
|||
Russel C. Robertson
|
Director
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Canada
|
|||
Maryse Saint-Laurent
|
Director
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Canada
|
Name
|
Present Principal Occupation
|
Business Address
|
Citizenship
|
|||
Executive Officers
|
||||||
Ulf Quellmann
|
Director and Chief Executive Officer
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Germany
|
|||
Luke Colton
|
Chief Financial Officer
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
United States
|
|||
Jo-Anne Dudley
|
Chief Operating Officer
|
1 Place Ville-Marie, Suite 3680, Montreal, Quebec, H3B 3P2, Canada
|
Australia
|
Exhibit Number
|
Description
|
A
|
Equity Participation Agreement between Entrée Gold Inc. and Rio Tinto Exploration Canada Inc., formerly Kennecott Canada Exploration Inc.(1)
|
B
|
Subscription Agreement between Entrée Gold Inc. and Rio Tinto Exploration Canada Inc., formerly Kennecott Canada Exploration Inc.(1)
|
C
|
Subscription Agreement between Entrée Gold Inc. and Rio Tinto Exploration Canada Inc., formerly Kennecott Canada Exploration Inc.(1)
|
D
|
Share Purchase Agreement between Rio Tinto Exploration Canada Inc. and Rio Tinto International Holdings Limited(2)
|
E
|
Assignment Agreement between Rio Tinto Exploration Canada Inc. and Rio Tinto International Holdings Limited(2)
|
F
|
(1)
|
Filed as an exhibit to the original Schedule 13D on July 8, 2005.
|
(2)
|
Filed as an exhibit to the amended Schedule 13D on August 2, 2012.
|
|
Rio Tinto plc
|
|||
|
||||
|
By:
|
/s/ Steven Allen
|
||
|
Name:
|
Steven Allen
|
||
|
|
Title:
|
Company Secretary
|
|
|
||||
|
|
|||
|
Rio Tinto International Holdings Limited
|
|||
|
||||
|
By:
|
/s/ Abel Martins Alexandre
|
||
|
Name:
|
Abel Martins Alexandre
|
||
|
|
Title:
|
Director
|
|
|
||||
|
|
|||
|
Turquoise Hill Resources Ltd.
|
|||
|
||||
|
By:
|
/s/ Dustin S. Isaacs
|
||
|
Name:
|
Dustin S. Isaacs
|
||
|
|
Title:
|
Corporate Secretary
|