0001571049-16-018114.txt : 20160908 0001571049-16-018114.hdr.sgml : 20160908 20160908105316 ACCESSION NUMBER: 0001571049-16-018114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160829 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Services of America CORP CENTRAL INDEX KEY: 0001357971 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 204606266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 BUSINESS PHONE: (304) 522-3868 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 FORMER COMPANY: FORMER CONFORMED NAME: Energy Services Acquisition Corp. DATE OF NAME CHANGE: 20060330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS DOUGLAS V CENTRAL INDEX KEY: 0001270979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32998 FILM NUMBER: 161875094 MAIL ADDRESS: STREET 1: 900 OLD FREEPORT ROAD CITY: PITTSBURGH STATE: PA ZIP: 15238 4 1 reynolds0829.xml FORM 4 X0306 4 2016-08-29 0 0001357971 Energy Services of America CORP ESOA 0001270979 REYNOLDS DOUGLAS V 75 WEST 3RD AVE. HUNTINGTON WV 25701 1 1 0 0 President Common Stock 2016-08-29 4 P 0 2811 1.47 A 1299097 D Common Stock 2016-08-30 4 P 0 2000 1.48 A 1301097 D Common Stock 2016-09-06 4 P 0 559 1.44 A 1301656 D Common Stock 2016-09-07 4 P 0 1500 1.46 A 1303156 D Common Stock 19907 I Children Preferred Stock 13 D Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption. Units consisting of one share of 6.0% Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit. /s/ Douglas Reynolds 2016-09-08