0000899243-18-022991.txt : 20180822
0000899243-18-022991.hdr.sgml : 20180822
20180822143658
ACCESSION NUMBER: 0000899243-18-022991
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180820
FILED AS OF DATE: 20180822
DATE AS OF CHANGE: 20180822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUSTIN KAREN A
CENTRAL INDEX KEY: 0001270939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32465
FILM NUMBER: 181032251
MAIL ADDRESS:
STREET 1: 3100 WEST BIG BEAVER ROAD
CITY: TROY
STATE: MI
ZIP: 48084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERIFONE SYSTEMS, INC.
CENTRAL INDEX KEY: 0001312073
STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578]
IRS NUMBER: 043692546
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1220
BUSINESS ADDRESS:
STREET 1: 88 WEST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 232-7800
MAIL ADDRESS:
STREET 1: 88 WEST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: VeriFone Holdings, Inc.
DATE OF NAME CHANGE: 20041221
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-20
1
0001312073
VERIFONE SYSTEMS, INC.
PAY
0001270939
AUSTIN KAREN A
C/O VERIFONE SYSTEMS, INC.
88 WEST PLUMERIA DRIVE
SAN JOSE
CA
95134
1
0
0
0
Common Stock, par value $0.01 per share
2018-08-20
4
D
0
14394
D
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
9650
D
2018-08-20
Common Stock, par value $0.01 per share
9650
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
885
D
2018-02-15
Common Stock, par value $0.01 per share
885
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
1301
D
2017-11-15
Common Stock, par value $0.01 per share
1301
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
1235
D
2017-08-15
Common Stock, par value $0.01 per share
1235
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
1277
D
2017-05-15
Common Stock, par value $0.01 per share
1277
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
8484
D
2018-04-03
Common Stock, par value $0.01 per share
8484
0
D
Restricted Stock Units
0.00
2018-08-20
4
D
0
1190
D
2017-02-15
Common Stock, par value $0.01 per share
1190
0
D
At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Ms. Austin was converted into the right to receive $23.04 in cash, without interest.
Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans.
At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.
At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.
/s/ Karen Austin, by Vik Varma, her Attorney-in-Fact
2018-08-21