0001744489-21-000290.txt : 20211221 0001744489-21-000290.hdr.sgml : 20211221 20211221212531 ACCESSION NUMBER: 0001744489-21-000290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211217 FILED AS OF DATE: 20211221 DATE AS OF CHANGE: 20211221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAVERMAN ALAN N CENTRAL INDEX KEY: 0001270528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38842 FILM NUMBER: 211510841 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521-1030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walt Disney Co CENTRAL INDEX KEY: 0001744489 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 830940635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1002 BUSINESS ADDRESS: STREET 1: 500 SOUTH BUENA VISTA STREET CITY: BURBANK STATE: CA ZIP: 91521 BUSINESS PHONE: (818) 560-1000 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA STREET CITY: BURBANK STATE: CA ZIP: 91521 FORMER COMPANY: FORMER CONFORMED NAME: TWDC Holdco 613 Corp. DATE OF NAME CHANGE: 20180702 FORMER COMPANY: FORMER CONFORMED NAME: TWDC Holdco 613 Corp DATE OF NAME CHANGE: 20180622 4 1 wf-form4_164013991238352.xml FORM 4 X0306 4 2021-12-17 0 0001744489 Walt Disney Co DIS 0001270528 BRAVERMAN ALAN N 500 SOUTH BUENA VISTA STREET BURBANK CA 91521 0 1 0 0 Sr EVP, General Counsel & Secy Disney Common Stock 2021-12-17 4 M 0 3691 A 102613 D Disney Common Stock 2021-12-17 4 F 0 1756 148.205 D 100857 D Disney Common Stock 2021-12-17 4 M 0 4644 A 105501 D Disney Common Stock 2021-12-17 4 F 0 2318 148.205 D 103183 D Disney Common Stock 2021-12-19 4 M 0 2779 A 105962 D Disney Common Stock 2021-12-19 4 F 0 1387 148.205 D 104575 D Disney Common Stock 2021-12-19 4 M 0 3289 A 107864 D Disney Common Stock 2021-12-19 4 F 0 1564 148.205 D 106300 D Disney Common Stock 2021-12-19 4 M 0 6153.9972 A 112453.9972 D Disney Common Stock 2021-12-19 4 F 0 3071.9972 148.205 D 109382 D Disney Common Stock 12481.191 I By 401(k) Restricted Stock Unit 2021-12-17 4 M 0 3691 0 D Disney Common Stock 3691.0 7381 D Restricted Stock Unit 2021-12-17 4 M 0 4644 0 D Disney Common Stock 4644.0 9288 D Restricted Stock Unit 2021-12-19 4 M 0 2779 0 D 2021-12-19 Disney Common Stock 2779.0 0 D Restricted Stock Unit 2021-12-19 4 M 0 3289 0 D Disney Common Stock 3289.0 3289 D Restricted Stock Unit 2021-12-19 4 M 0 6153.9972 0 D 2021-12-19 Disney Common Stock 6153.9972 0 D Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as 3,691 stock units on December 17, 2022, and as to 3,690 stock units on December 17, 2023. Restricted stock units convert into common stock at 1-for-1. The 1,756 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as 4,644 stock units on each December 17 of 2022 and 2023. The Form 4 filed on December 18, 2020, inadvertently reported that the award vested in four equal installments on each December 17 of 2021 through 2024 due to an administrative error. In fact, the award vests in three equal installments on each December 17 of 2021 through 2023. The 2,318 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Amended and Restated Stock Plan, previously reported on a Form 4 dated December 2, 2021. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The 1,387 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The remaining stock units vest as 3,289 stock units on December 19, 2022. The 1,564 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The 3,071.9972 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. Shares held in The Walt Disney Stock Fund as of December 17, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. /s/ Jolene E. Negre, as attorney-in-fact 2021-12-21