0001744489-19-000259.txt : 20191219 0001744489-19-000259.hdr.sgml : 20191219 20191219200844 ACCESSION NUMBER: 0001744489-19-000259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191217 FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAVERMAN ALAN N CENTRAL INDEX KEY: 0001270528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38842 FILM NUMBER: 191297461 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521-1030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walt Disney Co CENTRAL INDEX KEY: 0001744489 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 830940635 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 500 SOUTH BUENA VISTA STREET CITY: BURBANK STATE: CA ZIP: 91521 BUSINESS PHONE: (818) 560-1000 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA STREET CITY: BURBANK STATE: CA ZIP: 91521 FORMER COMPANY: FORMER CONFORMED NAME: TWDC Holdco 613 Corp. DATE OF NAME CHANGE: 20180702 FORMER COMPANY: FORMER CONFORMED NAME: TWDC Holdco 613 Corp DATE OF NAME CHANGE: 20180622 4 1 wf-form4_157680410626682.xml FORM 4 X0306 4 2019-12-17 0 0001744489 Walt Disney Co DIS 0001270528 BRAVERMAN ALAN N 500 SOUTH BUENA VISTA STREET BURBANK CA 91521 0 1 0 0 Sr EVP, General Counsel & Secy Disney Common Stock 2019-12-17 4 M 0 2210.9469 148.04 A 101132.9469 D Disney Common Stock 2019-12-17 4 F 0 1097.9469 148.04 D 100035 D Disney Common Stock 12170.799 I By 401(k) Restricted Stock Unit 2019-12-17 4 M 0 2210.9469 0 D 2019-12-17 Disney Common Stock 2210.9469 0 D Stock Option (Right-to-Buy) 148.04 2019-12-17 4 A 0 83897 0 A 2029-12-17 Disney Common Stock 83897.0 83897 D Restricted Stock Unit 2019-12-17 4 A 0 15452 0 A 2022-12-17 Disney Common Stock 15452.0 15452 D Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The 1,097.9469 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. Shares held in The Walt Disney Stock Fund as of December 17, 2019. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. Converts at 1-for-1. Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 17 of 2020 through 2023. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of these stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 21,336. This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest in four equal installments on each December 17 of 2020 through 2023. /s/ Jolene E. Negre, as attorney-in-fact 2019-12-20