0001104659-22-090222.txt : 20220812 0001104659-22-090222.hdr.sgml : 20220812 20220812182520 ACCESSION NUMBER: 0001104659-22-090222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220810 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOLLURI KRISHNA KITTU CENTRAL INDEX KEY: 0001270521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 221161617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NeoTribe Partners I, LLC CENTRAL INDEX KEY: 0001696925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 221161620 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (786) 505-4888 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NeoTribe Ventures I, L.P. CENTRAL INDEX KEY: 0001696926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 221161619 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (786) 505-4888 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NeoTribe Associates I, L.P. CENTRAL INDEX KEY: 0001696927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 221161618 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (786) 505-4888 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 tm2223130-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-10 0 0001840292 Heliogen, Inc. HLGN 0001696925 NeoTribe Partners I, LLC 2744 SAND HILL RD. #150 MENLO PARK CA 94025 0 0 1 0 0001696926 NeoTribe Ventures I, L.P. 2744 SANDHILL RD. #150 MENLO PARK CA 94025 0 0 1 0 0001696927 NeoTribe Associates I, L.P. 2744 SANDHILL RD. #150 MENLO PARK CA 94025 0 0 1 0 0001270521 KOLLURI KRISHNA KITTU 2744 SANDHILL RD. #150 MENLO PARK CA 94025 0 0 1 0 Common Stock 2022-08-10 4 S 0 395957 2.8508 D 20111141 I See footnote Common Stock 2022-08-10 4 S 0 15940 2.8508 D 810468 I See footnote Common Stock 2022-08-11 4 S 0 155465 2.6567 D 19955676 I See footnote Common Stock 2022-08-11 4 S 0 6258 2.6567 D 804210 I See footnote Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.94. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein. Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.59 to $2.90. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. NeoTribe Partners I, LLC, by: /s/ Krishna Kolluri, Managing Member 2022-08-12 NeoTribe Ventures I, L.P., by: NeoTribe Partners I, LLC, its general partner, by: /s/ Krishna Kolluri, Managing Member 2022-08-12 NeoTribe Associates I, L.P., by: NeoTribe Partners I, LLC, its general partner, by: /s/ Krishna Kolluri, Managing Member 2022-08-12 /s/ Krishna Kolluri 2022-08-12