0001104659-22-085776.txt : 20220803
0001104659-22-085776.hdr.sgml : 20220803
20220803205119
ACCESSION NUMBER: 0001104659-22-085776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220801
FILED AS OF DATE: 20220803
DATE AS OF CHANGE: 20220803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOLLURI KRISHNA KITTU
CENTRAL INDEX KEY: 0001270521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221134280
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NeoTribe Partners I, LLC
CENTRAL INDEX KEY: 0001696925
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221134283
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (786) 505-4888
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NeoTribe Ventures I, L.P.
CENTRAL INDEX KEY: 0001696926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221134282
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (786) 505-4888
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NeoTribe Associates I, L.P.
CENTRAL INDEX KEY: 0001696927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221134281
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (786) 505-4888
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4
1
tm2222555-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-08-01
0
0001840292
Heliogen, Inc.
HLGN
0001696925
NeoTribe Partners I, LLC
2744 SAND HILL RD. #150
MENLO PARK
CA
94025
0
0
1
0
0001696926
NeoTribe Ventures I, L.P.
2744 SANDHILL RD. #150
MENLO PARK
CA
94025
0
0
1
0
0001696927
NeoTribe Associates I, L.P.
2744 SANDHILL RD. #150
MENLO PARK
CA
94025
0
0
1
0
0001270521
KOLLURI KRISHNA KITTU
2744 SANDHILL RD. #150
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2022-08-01
4
S
0
55601
2.3521
D
21755057
I
See footnote
Common Stock
2022-08-01
4
S
0
2238
2.3521
D
876646
I
See footnote
Common Stock
2022-08-02
4
S
0
338547
2.6169
D
21416510
I
See footnote
Common Stock
2022-08-02
4
S
0
13629
2.6169
D
863017
I
See footnote
Common Stock
2022-08-03
4
S
0
153566
2.6231
D
21262944
I
See footnote
Common Stock
2022-08-03
4
S
0
6128
2.6231
D
856889
I
See footnote
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.22 to $2.42. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.
Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.69. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.47 to $2.68. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
NeoTribe Partners I, LLC, by: /s/ Krishna Kolluri, Managing Member
2022-08-03
NeoTribe Ventures I, L.P., by: NeoTribe Partners I, LLC, its general partner, by: /s/ Krishna Kolluri, Managing Member
2022-08-03
NeoTribe Associates I, L.P., by: NeoTribe Partners I, LLC, its general partner, by: /s/ Krishna Kolluri, Managing Member
2022-08-03
/s/ Krishna Kolluri
2022-08-03