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Consolidated Balance Sheets - USD ($)
$ in Thousands
Dec. 31, 2020
Dec. 31, 2019
Assets    
Cash and cash equivalents $ 41,996 $ 8,304
Receivables from brokers, dealers, and clearing agencies 52,917 96,132
Due from related parties 2,812 466
Other receivables 3,929 46,625
Investments-trading 242,961 307,852
Other investments, at fair value 58,540 14,864
Receivables under resale agreements 5,716,343 7,500,002
Investments in equity method affiliates 13,482 3,799
Deferred income taxes 7,397
Goodwill [1] 109 7,992
Right-of-use asset - operating leases 6,063 7,155
Other assets 2,830 8,433
Total assets 6,149,379 8,001,624
Liabilities    
Payables to brokers, dealers, and clearing agencies 156,678 241,261
Accounts payable and other liabilities 46,251 20,295
Accrued compensation 14,359 4,046
Lease liability - operating leases 6,531 7,693
Investment securities sold, not yet purchased 44,439 77,947
Other investments sold, not yet purchased 7,415
Securities sold under agreement to repurchase 5,713,212 7,534,443
Deferred income taxes 1,339
Redeemable financial instruments 11,957 16,983
Debt 47,100 48,861
Total liabilities 6,047,942 7,952,868
Commitments and contingencies (See Note 28)
Stockholders' Equity:    
Voting Non-Convertible Preferred Stock, $0.001 par value per share, 60,000,000 shares authorized, 27,413,098 shares issued and outstanding, respectively 27 27
Common Stock, $0.01 par value per share, 100,000,000 shares authorized, 1,325,529 and 1,193,624 shares issued and outstanding, respectively, including 286,566 and 73,715 unvested restricted share awards, respectively 13 12
Additional paid-in capital 65,031 68,714
Accumulated other comprehensive loss (821) (915)
Accumulated deficit (20,341) (34,519)
Total stockholders' equity 43,909 33,319
Non-controlling interest 57,528 15,437
Total equity 101,437 48,756
Total liabilities and equity $ 6,149,379 $ 8,001,624
[1] Goodwill and intangible assets are allocated to the Capital Markets and Asset Management business segments as indicated in the table from above.