X0306 4 2015-02-04 0 0001270436 INSTITUTIONAL FINANCIAL MARKETS, INC. IFMI 0001378248 Haraburda Jack C/O INSTITUTIONAL FINANCIAL MARKETS, INC 2929 ARCH STREET,17TH FLOOR PHILADELPHIA PA 19104-2870 1 0 0 0 Common Stock, $0.001 par value per share 2015-02-04 4 A 0 30303 0.00 A 134890 D Mr. Haraburda was awarded 30,303 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire on February 4, 2016. /s/ Joseph W. Pooler, Jr., as attorney-in-fact 2015-02-06