X0306 4 2016-01-31 0 0001270436 INSTITUTIONAL FINANCIAL MARKETS, INC. IFMI 0001478247 Pooler Joseph W. Jr. INSTITUTIONAL FINANCIAL MARKETS, INC. 2929 ARCH STREET, 17TH FLOOR PHILADELPHIA PA 19104-2870 0 1 0 0 EVP, CFO and Treasurer Common Stock, par value $0.001 per share 2016-01-31 4 F 0 9024 1.11 D 187119 D Represents shares of common stock of Institutional Financial Markets, Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2016, of 22,728 shares of restricted stock granted to the reporting person by the Company under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. /s/ Joseph W. Pooler, Jr. 2016-02-03