0001144204-14-042176.txt : 20140709
0001144204-14-042176.hdr.sgml : 20140709
20140709210052
ACCESSION NUMBER: 0001144204-14-042176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140707
FILED AS OF DATE: 20140709
DATE AS OF CHANGE: 20140709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERCEPT PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001270073
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 223868459
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 W. 15TH STREET
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 646-747-1000
MAIL ADDRESS:
STREET 1: 450 W. 15TH STREET
STREET 2: SUITE 505
CITY: New York
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TALLARIGO LORENZO
CENTRAL INDEX KEY: 0001276039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35668
FILM NUMBER: 14968188
MAIL ADDRESS:
STREET 1: 18 DESBROSSES STREET
CITY: NEW YORK
STATE: NY
ZIP: 10013
4
1
v383531_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-07-07
0
0001270073
INTERCEPT PHARMACEUTICALS INC
ICPT
0001276039
TALLARIGO LORENZO
C/O INTERCEPT PHARMACEUTICALS, INC.
450 W. 15TH STREET, SUITE 505
NEW YORK
NY
10011
1
0
0
0
Common Stock
2014-07-07
4
M
0
2000
9.8223
A
2000
D
Common Stock
2014-07-07
4
S
0
1000
242.11
D
1000
D
Common Stock
2014-07-07
4
S
0
1000
244
D
0
D
Option to Purchase Common Stock
9.8223
2014-07-07
4
M
0
2000
0
D
2018-09-18
Common Stock
2000
4923
D
The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 18, 2013.
All shares underlying this option are fully vested.
Dr. Tallarigo has retired from his position as the chief executive officer of Genextra S.p.A. Although Dr. Tallarigo remains a member of the board of directors of Genextra S.p.A., he is no longer attributed with beneficial ownership of the shares held by Genextra S.p.A. as he has waived all voting and investment control over the shares of common stock owned by Genextra S.p.A.
/s/ Bryan Yoon, as attorney-in-fact
2014-07-09