0001144204-14-042176.txt : 20140709 0001144204-14-042176.hdr.sgml : 20140709 20140709210052 ACCESSION NUMBER: 0001144204-14-042176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140707 FILED AS OF DATE: 20140709 DATE AS OF CHANGE: 20140709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERCEPT PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001270073 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223868459 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 W. 15TH STREET STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 646-747-1000 MAIL ADDRESS: STREET 1: 450 W. 15TH STREET STREET 2: SUITE 505 CITY: New York STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TALLARIGO LORENZO CENTRAL INDEX KEY: 0001276039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35668 FILM NUMBER: 14968188 MAIL ADDRESS: STREET 1: 18 DESBROSSES STREET CITY: NEW YORK STATE: NY ZIP: 10013 4 1 v383531_4.xml OWNERSHIP DOCUMENT X0306 4 2014-07-07 0 0001270073 INTERCEPT PHARMACEUTICALS INC ICPT 0001276039 TALLARIGO LORENZO C/O INTERCEPT PHARMACEUTICALS, INC. 450 W. 15TH STREET, SUITE 505 NEW YORK NY 10011 1 0 0 0 Common Stock 2014-07-07 4 M 0 2000 9.8223 A 2000 D Common Stock 2014-07-07 4 S 0 1000 242.11 D 1000 D Common Stock 2014-07-07 4 S 0 1000 244 D 0 D Option to Purchase Common Stock 9.8223 2014-07-07 4 M 0 2000 0 D 2018-09-18 Common Stock 2000 4923 D The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 18, 2013. All shares underlying this option are fully vested. Dr. Tallarigo has retired from his position as the chief executive officer of Genextra S.p.A. Although Dr. Tallarigo remains a member of the board of directors of Genextra S.p.A., he is no longer attributed with beneficial ownership of the shares held by Genextra S.p.A. as he has waived all voting and investment control over the shares of common stock owned by Genextra S.p.A. /s/ Bryan Yoon, as attorney-in-fact 2014-07-09