0001779372-23-000027.txt : 20230922 0001779372-23-000027.hdr.sgml : 20230922 20230922190712 ACCESSION NUMBER: 0001779372-23-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230920 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Urioste George CENTRAL INDEX KEY: 0001270068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41060 FILM NUMBER: 231272751 MAIL ADDRESS: STREET 1: 2118 WALSH AVENUE, SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 FORMER NAME: FORMER CONFORMED NAME: DE URIOSTE GEORGE DATE OF NAME CHANGE: 20031113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HeartBeam, Inc. CENTRAL INDEX KEY: 0001779372 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 474881450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2118 WALSH AVE., SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 408-899-4443 MAIL ADDRESS: STREET 1: 2118 WALSH AVE., SUITE 210 CITY: SANTA CLARA STATE: CA ZIP: 95050 4 1 wk-form4_1695424023.xml FORM 4 X0508 4 2023-09-20 0 0001779372 HeartBeam, Inc. BEAT 0001270068 de Urioste George 2118 WALSH AVE, SUITE 210 SANTA CLARA CA 95050 1 0 0 0 0 Common Stock 2023-09-20 4 S 0 883 2.46 D 58956 D Common Stock 2023-09-21 4 S 0 100 2.41 D 58856 D These shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) which vested in favor of the Reporting Person on the date of the Issuer's 2023 annual meeting of stockholders, which was held on July 7, 2023. The RSUs vested during a blackout period causing a delay in the sale of shares. /s/ George de Urioste 2023-09-22