-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FvO5gO97rnQfjHhCbXaMrrARzeWWIIRo9Ums3hZX7arWbaDoCt3atAZJSqJlMS1y pNKVNYx1HqFtAfmW3zHyBQ== 0001181431-08-059661.txt : 20081104 0001181431-08-059661.hdr.sgml : 20081104 20081104164847 ACCESSION NUMBER: 0001181431-08-059661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081101 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMTOTAL SYSTEMS INC CENTRAL INDEX KEY: 0001269132 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 421607228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509349500 MAIL ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: HOCKEY MERGER CORP DATE OF NAME CHANGE: 20031105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandra Arun CENTRAL INDEX KEY: 0001449387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50640 FILM NUMBER: 081161409 BUSINESS ADDRESS: BUSINESS PHONE: 650-934-9500 MAIL ADDRESS: STREET 1: C/O SUMTOTAL SYSTEMS, INC. STREET 2: 1808 NORTH SHORELINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 rrd222236.xml ARUN CHANDRA FORM 4 X0303 4 2008-11-01 0 0001269132 SUMTOTAL SYSTEMS INC SUMT 0001449387 Chandra Arun C/O SUMTOTAL SYSTEMS, INC. 1808 N. SHORELINE BLVD. MT. VIEW CA 94043 0 1 0 0 Chief Executive Officer Stock Option (right to buy) 3.21 2008-11-01 4 A 0 850000 0 A 2018-10-31 Common Stock 850000 850000 D 1/4th of the shares subject to the option vests and becomes exercisable on November 1, 2009 and 1/48th of the shares subject to the option vests and becomes exercisable on December 1, 2009 and each one-month anniversary thereafter. /s/ Neil Laird by Power of Attorney for Arun Chandra 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----