The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 03-31-2021 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | OPPENHEIMER ASSET MANAGEMENT INC. |
| Address: | 85 BROAD ST. |
| NEW YORK, NY 10004 | |
| Form 13F File Number: | 028-10748 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Deborah Kaback | |||
| Title: | Managing Director | |||
| Phone: | 212-667-4395 | |||
| Signature, Place, and Date of Signing: | ||||
| /s/ Deborah Kaback | New York, NY | 05-17-2021 | ||
| [Signature] | [City, State] | [Date] | ||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
| Form 13F File Number | Name | ||
| 028-10451 | ALKEON CAPITAL MANAGEMENT LLC | ||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 68 | ||||
| Form 13F Information Table Entry Total: | 3,712 | ||||
| Form 13F Information Table Value Total: | 6,452,666 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| No. | Form 13F File Number | Name | |
| 1 | ACR Alpine Capital Research | ||
| 2 | Alger | ||
| 3 | Ancora Advisors | ||
| 4 | Apex Capital | ||
| 5 | Atalanta Sosnoff Capital | ||
| 7 | Atlanta Capital Management | ||
| 8 | Bahl & Gaynor | ||
| 10 | Brandes Investment Partners | ||
| 11 | Cambiar Investors | ||
| 12 | Causeway Capital Management | ||
| 14 | Chautauqua Capital Management | ||
| 15 | Churchill Management Group | ||
| 16 | ClearBridge Advisors | ||
| 17 | Clarkston Caplital Partners | ||
| 18 | Campbell Newman Asset Mgmt | ||
| 19 | Confluence Investment Mgmt | ||
| 20 | Cohen And Steers | ||
| 21 | Columbia Management | ||
| 22 | Congress Asset Management | ||
| 23 | Cove Street Capital | ||
| 24 | Cramer Rosenthal McGlynn | ||
| 25 | Davis Advisors | ||
| 26 | Delaware Capital Management | ||
| 27 | DeRoy & Deveraux | ||
| 28 | Dearborn Partners | ||
| 29 | Earnest Partners | ||
| 30 | Eaton Vance | ||
| 31 | Epoch Investment | ||
| 34 | Good Harbor Financial | ||
| 36 | GW&K Investment Management | ||
| 38 | Harding Loevner Managed Accts | ||
| 39 | Invesco Advisors | ||
| 40 | The Ithaka Group | ||
| 41 | Jennison Associates | ||
| 42 | Lyrical Asset Management | ||
| 43 | MacKay Shields | ||
| 44 | Madison Investment Advisors | ||
| 46 | MetWest Capital Management | ||
| 47 | Miller Howard | ||
| 48 | Montag & Caldwell | ||
| 51 | Oak Ridge Investments | ||
| 54 | Penn Capital | ||
| 55 | Poplar Forest Capital | ||
| 56 | Reinhart Partners | ||
| 57 | Riverbridge Partners | ||
| 58 | RNC Genter Capital Mgmt | ||
| 59 | Roosevelt Investment Group | ||
| 60 | Sage Advisory Services | ||
| 61 | Salient Capital Advisors | ||
| 62 | SaratogaRIM | ||
| 63 | Schafer Cullen Capital Mgmt | ||
| 64 | Seaview Global Advisors | ||
| 65 | Security Capital | ||
| 67 | Stephens Inv Mgt | ||
| 70 | SouthernSun Asset Mgmt | ||
| 71 | Thornburg Investment Management | ||
| 72 | Torray | ||
| 73 | 12th Street Asset Mgmt | ||
| 74 | Wasatch Advisors | ||
| 77 | Anchor Capital | ||
| 78 | Amundi Pioneer | ||
| 81 | DF Dent | ||
| 83 | Federated | ||
| 85 | Lateef Investment | ||
| 92 | Polen Capital | ||
| 95 | SGA | ||
| 97 | Spyglass | ||
| 104 | Putnam Investment | ||