0001085146-14-000473.txt : 20140212 0001085146-14-000473.hdr.sgml : 20140212 20140211182226 ACCESSION NUMBER: 0001085146-14-000473 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001269119 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10748 FILM NUMBER: 14595786 BUSINESS ADDRESS: STREET 1: 85 BROAD ST. CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126675421 MAIL ADDRESS: STREET 1: 85 BROAD ST. CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20031104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001269119 XXXXXXXX 12-31-2013 12-31-2013 false OPPENHEIMER ASSET MANAGEMENT INC.

85 BROAD ST. NEW YORK NY 10004

13F COMBINATION REPORT 028-10748 0001230239 028-10451 ALKEON CAPITAL MANAGEMENT LLC 0001158202 028-11296 PENN CAPITAL MANAGEMENT CO INC N Deborah Kaback 212-667-4395 /s/ Deborah Kaback New York NY 02-10-2014 0 2 79 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BANK OF AMERICA CORPORATION COM 060505104 10 669 SH SOLE 669 0 0 ISHARES TIPS BD ETF 464287176 69 625 SH SOLE 625 0 0