-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KYA1/lLZZe3VKvrw/bWCwCMt+KeS3eG3kgRg35BzjhYv+6DQq4JZVYJcZizlDEFu 3FW5Wg1hY2uI6Hl6kxhBjg== 0001085146-07-000809.txt : 20070813 0001085146-07-000809.hdr.sgml : 20070813 20070813172426 ACCESSION NUMBER: 0001085146-07-000809 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 EFFECTIVENESS DATE: 20070813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001269119 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10748 FILM NUMBER: 071050170 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 oam2q07.txt OPPENHEIMER ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oppenheimer Asset Management Inc. Address: 200 Park Avenue New York, NY 10166 13F File Number: 28-10748 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah Kaback Title: Senior Vice President Phone: 212.667.4395 Signature, Place, and Date of Signing: /s/ Deborah Kaback New York, NY August 13, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 Form13F Information Table Entry Total: 95 Form13F Information Table Value Total: $274,424 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10457 Alkeon Capital Management, LLC 2 28-06443 Eden Capital Management Partners LP 3 28-04847 KBW Asset Management, Inc 4 28-06279 Kilkenny Capital Management, LLC 5 28-02406 Mark Asset Management Corp 6 28-04503 Ridgecrest Investment Management 7 28- Oppenheimer Investment Management LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 937 15135 SH DEFINED 0 0 15135 AMERICAN OIL & GAS INC NEW COM 028723104 1862 274655 SH DEFINED 0 0 274655 AMPHENOL CORP NEW CL A 032095101 517 14500 SH DEFINED 0 0 14500 ANALOGIC CORP COM PAR $0.05 032657207 3849 52369 SH DEFINED 0 0 52369 ARTHROCARE CORP COM 043136100 2697 61420 SH DEFINED 0 0 61420 AVIZA TECHNOLOGY INC COM 05381A105 2371 401938 SH DEFINED 0 0 401938 BLACKROCK INC COM 09247X101 443 2830 SH DEFINED 0 0 2830 BOSTON BEER INC CL A 100557107 2948 74925 SH DEFINED 0 0 74925 BOSTON PRIVATE FINL HLDGS IN COM 101119105 7753 288533 SH DEFINED 0 0 288533 BRIGHAM EXPLORATION CO COM 109178103 4014 683872 SH DEFINED 0 0 683872 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 265 5047 SH DEFINED 0 0 5047 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 5357 249393 SH DEFINED 0 0 249393 CAMERON INTERNATIONAL CORP COM 13342B105 351 4909 SH DEFINED 0 0 4909 CERAGON NETWORKS LTD ORD M22013102 2791 244381 SH DEFINED 0 0 244381 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 339 8982 SH DEFINED 0 0 8982 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 650 12051 SH DEFINED 0 0 12051 CIMAREX ENERGY CO COM 171798101 4548 115402 SH DEFINED 0 0 115402 CITRIX SYS INC COM 177376100 254 7545 SH DEFINED 0 0 7545 CLARCOR INC COM 179895107 3050 81499 SH DEFINED 0 0 81499 COGNOS INC COM 19244C109 5338 134438 SH DEFINED 0 0 134438 COHERENT INC COM 192479103 3469 113706 SH DEFINED 0 0 113706 COLE KENNETH PRODTNS INC CL A 193294105 5854 236982 SH DEFINED 0 0 236982 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 447 10043 SH DEFINED 0 0 10043 CSX CORP COM 126408103 612 13581 SH DEFINED 0 0 13581 DANAHER CORP DEL COM 235851102 297 3937 SH DEFINED 0 0 3937 DIGENE CORP COM 253752109 3123 51993 SH DEFINED 0 0 51993 DSP GROUP INC COM 23332B106 4867 237740 SH DEFINED 0 0 237740 EAGLE MATERIALS INC COM 26969P108 6227 126954 SH DEFINED 0 0 126954 EXXON MOBIL CORP COM 30231G102 817 9740 SH DEFINED 0 0 9740 FLIR SYS INC COM 302445101 3442 74429 SH DEFINED 0 0 74429 FORWARD AIR CORP COM 349853101 2929 85937 SH DEFINED 0 0 85937 GARMIN LTD ORD G37260109 373 5037 SH DEFINED 0 0 5037 GENERAL ELECTRIC CO COM 369604103 366 9550 SH DEFINED 0 0 9550 GENESEE & WYO INC CL A 371559105 4176 139947 SH DEFINED 0 0 139947 GENLYTE GROUP INC COM 372302109 2565 32658 SH DEFINED 0 0 32658 HAIN CELESTIAL GROUP INC COM 405217100 2076 76476 SH DEFINED 0 0 76476 HARRIS CORP DEL COM 413875105 405 7425 SH DEFINED 0 0 7425 HEWLETT PACKARD CO COM 428236103 315 7057 SH DEFINED 0 0 7057 ICU MED INC COM 44930G107 5192 120910 SH DEFINED 0 0 120910 INTERMEC INC COM 458786100 2694 106437 SH DEFINED 0 0 106437 ISHARES INC MSCI JAPAN 464286848 413 28453 SH DEFINED 0 0 28453 JONES LANG LASALLE INC COM 48020Q107 315 2775 SH DEFINED 0 0 2775 JP MORGAN CHASE & CO COM 46625H100 520 10740 SH DEFINED 0 0 10740 KYPHON INC COM 501577100 2659 55211 SH DEFINED 0 0 55211 L-3 COMMUNICATIONS HLDGS INC COM 502424104 266 2736 SH DEFINED 0 0 2736 LAFARGE COPPEE S A SPON ADR NEW 505861401 230 5050 SH DEFINED 0 0 5050 MEDICINES CO COM 584688105 1702 96576 SH DEFINED 0 0 96576 MIND C T I LTD ORD M70240102 2918 1042145 SH DEFINED 0 0 1042145 MIPS TECHNOLOGIES INC COM 604567107 2640 300308 SH DEFINED 0 0 300308 MOSYS INC COM 619718109 4092 467589 SH DEFINED 0 0 467589 NATUS MEDICAL INC DEL COM 639050103 8452 530960 SH DEFINED 0 0 530960 NETLOGIC MICROSYSTEMS INC COM 64118B100 4465 140222 SH DEFINED 0 0 140222 NORFOLK SOUTHERN CORP COM 655844108 451 8580 SH DEFINED 0 0 8580 NUTRI SYS INC NEW COM 67069D108 4486 64218 SH DEFINED 0 0 64218 NVIDIA CORP COM 67066G104 458 11080 SH DEFINED 0 0 11080 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 12760 1152228 SH DEFINED 0 0 1152228 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 401 3804 SH DEFINED 0 0 3804 OPTIONSXPRESS HLDGS INC COM 684010101 2676 104293 SH DEFINED 0 0 104293 ORACLE CORP COM 68389X105 341 17279 SH DEFINED 0 0 17279 ORBOTECH LTD ORD M75253100 3424 153428 SH DEFINED 0 0 153428 P F CHANGS CHINA BISTRO INC COM 69333Y108 3030 86059 SH DEFINED 0 0 86059 PALM INC NEW COM 696643105 2535 158256 SH DEFINED 0 0 158256 PHARMACEUTICAL PROD DEV INC COM 717124101 513 13405 SH DEFINED 0 0 13405 PIONEER DRILLING CO COM 723655106 7445 499339 SH DEFINED 0 0 499339 QLOGIC CORP COM 747277101 6973 418743 SH DEFINED 0 0 418743 RED ROBIN GOURMET BURGERS IN COM 75689M101 6532 161810 SH DEFINED 0 0 161810 RIMAGE CORP COM 766721104 10390 328915 SH DEFINED 0 0 328915 SATYAM COMPUTER SERVICES LTD ADR 804098101 309 12493 SH DEFINED 0 0 12493 SI INTL INC COM 78427V102 7662 232039 SH DEFINED 0 0 232039 SIERRA WIRELESS INC COM 826516106 2662 106960 SH DEFINED 0 0 106960 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 6543 263509 SH DEFINED 0 0 263509 SMITH MICRO SOFTWARE INC COM 832154108 3093 205391 SH DEFINED 0 0 205391 SOMANETICS CORP COM NEW 834445405 2248 122740 SH DEFINED 0 0 122740 SONIC SOLUTIONS COM 835460106 2700 214043 SH DEFINED 0 0 214043 SONOSITE INC COM 83568G104 5582 177603 SH DEFINED 0 0 177603 SPDR TR UNIT SER 1 78462F103 747 4966 SH DEFINED 0 0 4966 STRATASYS INC COM 862685104 6453 137367 SH DEFINED 0 0 137367 SUPERTEX INC COM 868532102 1878 59907 SH DEFINED 0 0 59907 SURMODICS INC COM 868873100 3195 63881 SH DEFINED 0 0 63881 SVB FINL GROUP COM 78486Q101 3937 74124 SH DEFINED 0 0 74124 TESSERA TECHNOLOGIES INC COM 88164L100 7449 183684 SH DEFINED 0 0 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