13F-HR 1 oam4q06.txt OPPENHEIMER ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oppenheimer Asset Management Inc. Address: 200 Park Avenue New York, NY 10166 13F File Number: 28-10748 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah Kaback Title: Senior Vice President Phone: 212.667.4395 Signature, Place, and Date of Signing: /s/ Deborah Kaback New York, NY February 13, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 Form13F Information Table Entry Total: 124 Form13F Information Table Value Total: $371,162 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10457 Alkeon Capital Management, LLC 2 28-06443 Eden Capital Management Partners LP 3 28-04847 KBW Asset Management, Inc 4 28-06279 Kilkenny Capital Management, LLC 5 28-02406 Mark Asset Management Corp 6 28-04503 Ridgecrest Investment Management 7 28- Oppenheimer Investment Management LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANTA CORP CL B 007942204 4565 104622 SH DEFINED 0 0 104622 ALLSTATE CORP COM 020002101 4337 66616 SH DEFINED 0 0 66616 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 815 18020 SH DEFINED 0 0 18020 AMERICAN INTL GROUP INC COM 026874107 4079 56925 SH DEFINED 0 0 56925 AMPHENOL CORP NEW CL A 032095101 544 8770 SH DEFINED 0 0 8770 ANHEUSER BUSCH COS INC COM 035229103 3276 66590 SH DEFINED 0 0 66590 APOLLO GROUP INC CL A 037604105 6310 161915 SH DEFINED 0 0 161915 AT ROAD INC COM 04648K105 2963 405940 SH DEFINED 0 0 405940 AT&T INC COM 00206R102 4695 131319 SH DEFINED 0 0 131319 BANK OF AMERICA CORPORATION COM 060505104 3961 74180 SH DEFINED 0 0 74180 BIOSITE INC COM 090945106 2632 53890 SH DEFINED 0 0 53890 BLACKROCK INC COM 09247X101 357 2350 SH DEFINED 0 0 2350 BOSTON PRIVATE FINL HLDGS IN COM 101119105 4005 141947 SH DEFINED 0 0 141947 BRIGHAM EXPLORATION CO COM 109178103 2201 301172 SH DEFINED 0 0 301172 BRISTOL MYERS SQUIBB CO COM 110122108 3882 147496 SH DEFINED 0 0 147496 BUILD A BEAR WORKSHOP COM 120076104 5213 186028 SH DEFINED 0 0 186028 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 208 5082 SH DEFINED 0 0 5082 CERAGON NETWORKS LTD ORD M22013102 5065 925939 SH DEFINED 0 0 925939 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 616 14253 SH DEFINED 0 0 14253 CIMAREX ENERGY CO COM 171798101 3742 102515 SH DEFINED 0 0 102515 CITIGROUP INC COM 172967101 4050 72710 SH DEFINED 0 0 72710 CITRIX SYS INC COM 177376100 247 9145 SH DEFINED 0 0 9145 COGNOS INC COM 19244C109 5085 119774 SH DEFINED 0 0 119774 COHERENT INC COM 192479103 2429 76914 SH DEFINED 0 0 76914 COLE KENNETH PRODTNS INC CL A 193294105 3349 139575 SH DEFINED 0 0 139575 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 270 9071 SH DEFINED 0 0 9071 CSX CORP COM 126408103 569 16526 SH DEFINED 0 0 16526 DANAHER CORP DEL COM 235851102 386 5322 SH DEFINED 0 0 5322 DELL INC COM 24702R101 7226 288010 SH DEFINED 0 0 288010 DIRECTV GROUP INC COM 25459L106 5353 214645 SH DEFINED 0 0 214645 DSP GROUP INC COM 23332B106 4895 225559 SH DEFINED 0 0 225559 EAGLE MATERIALS INC COM 26969P108 2153 49812 SH DEFINED 0 0 49812 ELECTRONIC DATA SYS NEW COM 285661104 2700 97996 SH DEFINED 0 0 97996 EMERSON ELEC CO COM 291011104 4300 97530 SH DEFINED 0 0 97530 EXPEDIA INC DEL COM 30212P105 1788 85209 SH DEFINED 0 0 85209 EXPONENT INC COM 30214U102 2111 113123 SH DEFINED 0 0 113123 EXXON MOBIL CORP COM 30231G102 4547 59338 SH DEFINED 0 0 59338 FIRST DATA CORP COM 319963104 1034 40518 SH DEFINED 0 0 40518 FLIR SYS INC COM 302445101 2266 71220 SH DEFINED 0 0 71220 FLORIDA ROCK INDS INC COM 341140101 2027 47093 SH DEFINED 0 0 47093 FOSSIL INC COM 349882100 3686 163217 SH DEFINED 0 0 163217 GENERAL DYNAMICS CORP COM 369550108 6321 85017 SH DEFINED 0 0 85017 GENERAL ELECTRIC CO COM 369604103 595 15980 SH DEFINED 0 0 15980 HAIN CELESTIAL GROUP INC COM 405217100 4559 146090 SH DEFINED 0 0 146090 HALLIBURTON CO COM 406216101 479 15430 SH DEFINED 0 0 15430 HARRIS CORP DEL COM 413875105 436 9515 SH DEFINED 0 0 9515 HOLLY CORP COM PAR $0.01 435758305 1992 38730 SH DEFINED 0 0 38730 HOME DEPOT INC COM 437076102 5422 135010 SH DEFINED 0 0 135010 IAC INTERACTIVECORP COM NEW 44919P300 3098 83362 SH DEFINED 0 0 83362 ICU MED INC COM 44930G107 7150 175748 SH DEFINED 0 0 175748 INTEL CORP COM 458140100 6979 344620 SH DEFINED 0 0 344620 INTRALASE CORP COM 461169104 5810 259618 SH DEFINED 0 0 259618 ISHARES INC MSCI JAPAN 464286848 803 56535 SH DEFINED 0 0 56535 ISHARES TR RUSL 2000 GROW 464287648 623 7921 SH DEFINED 0 0 7921 JP MORGAN CHASE & CO COM 46625H100 5558 115069 SH DEFINED 0 0 115069 KEYCORP NEW COM 493267108 5082 133625 SH DEFINED 0 0 133625 KROGER CO COM 501044101 3810 165132 SH DEFINED 0 0 165132 L-3 COMMUNICATIONS HLDGS INC COM 502424104 615 7525 SH DEFINED 0 0 7525 LEADIS TECHNOLOGY INC COM 52171N103 1770 377253 SH DEFINED 0 0 377253 LECG CORP COM 523234102 2061 111525 SH DEFINED 0 0 111525 LEGG MASON INC COM 524901105 3079 32390 SH DEFINED 0 0 32390 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 2135 98958 SH DEFINED 0 0 98958 LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 1950 19906 SH DEFINED 0 0 19906 LONE STAR TECHNOLOGIES INC COM 542312103 6279 129707 SH DEFINED 0 0 129707 MANTECH INTL CORP CL A 564563104 4882 132535 SH DEFINED 0 0 132535 MAPINFO CORP COM 565105103 1916 146850 SH DEFINED 0 0 146850 MCDONALDS CORP COM 580135101 3913 88278 SH DEFINED 0 0 88278 MEDICINES CO COM 584688105 1913 60340 SH DEFINED 0 0 60340 MERCK & CO INC COM 589331107 2506 57471 SH DEFINED 0 0 57471 MIND C T I LTD ORD M70240102 3624 1347165 SH DEFINED 0 0 1347165 MOLSON COORS BREWING CO CL B 60871R209 2580 33748 SH DEFINED 0 0 33748 NABORS INDUSTRIES LTD SHS G6359F103 372 12500 SH DEFINED 0 0 12500 NATUS MEDICAL INC DEL COM 639050103 2933 176570 SH DEFINED 0 0 176570 NETLOGIC MICROSYSTEMS INC COM 64118B100 1767 81478 SH DEFINED 0 0 81478 NEUROMETRIX INC COM 641255104 1439 96512 SH DEFINED 0 0 96512 NEWELL RUBBERMAID INC COM 651229106 2867 99044 SH DEFINED 0 0 99044 NORFOLK SOUTHERN CORP COM 655844108 515 10240 SH DEFINED 0 0 10240 NOVATEL WIRELESS INC COM NEW 66987M604 5614 580540 SH DEFINED 0 0 580540 NVIDIA CORP COM 67066G104 491 13260 SH DEFINED 0 0 13260 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 9261 1083141 SH DEFINED 0 0 1083141 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 259 3277 SH DEFINED 0 0 3277 ORACLE CORP COM 68389X105 320 18679 SH DEFINED 0 0 18679 ORBOTECH LTD ORD M75253100 3480 136738 SH DEFINED 0 0 136738 OXFORD INDS INC COM 691497309 3752 75557 SH DEFINED 0 0 75557 P F CHANGS CHINA BISTRO INC COM 69333Y108 2007 52287 SH DEFINED 0 0 52287 PFIZER INC COM 717081103 3534 136445 SH DEFINED 0 0 136445 PHARMACEUTICAL PROD DEV INC COM 717124101 508 15780 SH DEFINED 0 0 15780 PIONEER DRILLING CO COM 723655106 2646 199215 SH DEFINED 0 0 199215 PLANTRONICS INC NEW COM 727493108 2152 101471 SH DEFINED 0 0 101471 QLOGIC CORP COM 747277101 6451 294277 SH DEFINED 0 0 294277 RADWARE LTD ORD M81873107 6504 409314 SH DEFINED 0 0 409314 RED ROBIN GOURMET BURGERS IN COM 75689M101 2046 57056 SH DEFINED 0 0 57056 RIMAGE CORP COM 766721104 6884 264785 SH DEFINED 0 0 264785 SATYAM COMPUTER SERVICES LTD ADR 804098101 268 11163 SH DEFINED 0 0 11163 SEAGATE TECHNOLOGY SHS G7945J104 507 19130 SH DEFINED 0 0 19130 SI INTL INC COM 78427V102 5363 165439 SH DEFINED 0 0 165439 SILICON LABORATORIES INC COM 826919102 2078 59967 SH DEFINED 0 0 59967 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 4379 276000 SH DEFINED 0 0 276000 SLM CORP COM 78442P106 3175 65110 SH DEFINED 0 0 65110 SPECTRALINK CORP COM 847580107 1707 198533 SH DEFINED 0 0 198533 SPRINT NEXTEL CORP COM FON 852061100 7099 375787 SH DEFINED 0 0 375787 STRATASYS INC COM 862685104 5703 181586 SH DEFINED 0 0 181586 SUPERTEX INC COM 868532102 2084 53077 SH DEFINED 0 0 53077 SURMODICS INC COM 868873100 2661 85510 SH DEFINED 0 0 85510 SVB FINL GROUP COM 78486Q101 3070 65839 SH DEFINED 0 0 65839 TD BANKNORTH INC COM 87235A101 253 7836 SH DEFINED 0 0 7836 TENET HEALTHCARE CORP COM 88033G100 2521 361703 SH DEFINED 0 0 361703 TESSERA TECHNOLOGIES INC COM 88164L100 1911 47368 SH DEFINED 0 0 47368 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 299 9625 SH DEFINED 0 0 9625 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 3537 177930 SH DEFINED 0 0 177930 THERMO FISHER SCIENTIFIC INC COM 883556102 724 15980 SH DEFINED 0 0 15980 TWEEN BRANDS INC COM 901166108 4021 100703 SH DEFINED 0 0 100703 TYCO INTL LTD NEW COM 902124106 5997 197260 SH DEFINED 0 0 197260 UNITED TECHNOLOGIES CORP COM 913017109 518 8280 SH DEFINED 0 0 8280 UNITEDHEALTH GROUP INC COM 91324P102 896 16675 SH DEFINED 0 0 16675 VERIFONE HLDGS INC COM 92342Y109 285 8059 SH DEFINED 0 0 8059 WABTEC CORP COM 929740108 4785 157527 SH DEFINED 0 0 157527 WACHOVIA CORP 2ND NEW COM 929903102 4257 74754 SH DEFINED 0 0 74754 WAL MART STORES INC COM 931142103 4903 106168 SH DEFINED 0 0 106168 WASHINGTON MUT INC COM 939322103 5440 119580 SH DEFINED 0 0 119580 WASTE MGMT INC DEL COM 94106L109 2894 78692 SH DEFINED 0 0 78692 WESTERN UN CO COM 959802109 910 40568 SH DEFINED 0 0 40568 XTO ENERGY INC COM 98385X106 860 18275 SH DEFINED 0 0 18275 ZIMMER HLDGS INC COM 98956P102 378 4826 SH DEFINED 0 0 4826