13F-HR 1 oam3q06.txt OPPENHEIMER ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oppenheimer Asset Management Inc. Address: 200 Park Avenue New York, NY 10166 13F File Number: 28-10748 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah Kaback Title: Senior Vice President Phone: 212.667.4395 Signature, Place, and Date of Signing: /s/ Deborah Kaback New York, NY November 13, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 Form13F Information Table Entry Total: 127 Form13F Information Table Value Total: $484,783 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10457 Alkeon Capital Management, LLC 2 28-06443 Eden Capital Management Partners LP 3 28-04847 KBW Asset Management, Inc 4 28-06279 Kilkenny Capital Management, LLC 5 28-02406 Mark Asset Management Corp 6 28-04503 Ridgecrest Investment Management FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANTA CORP CL B 007942204 1735 47016 SH DEFINED 0 0 47016 AGERE SYS INC COM 00845V308 2142 143475 SH DEFINED 0 0 143475 ALLSTATE CORP COM 020002101 15088 240516 SH DEFINED 0 0 240516 ALLTEL CORP COM 020039103 7481 134800 SH DEFINED 0 0 134800 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 790 20070 SH DEFINED 0 0 20070 AMERICAN INTL GROUP INC COM 026874107 3888 58685 SH DEFINED 0 0 58685 AMPHENOL CORP NEW 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