-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C+H/K0WxKEy7o55y6hU3ndhvmdbZB8SZVC6Hu/oUCPNc3lNLW4dwtq9znL4/EYQQ 7l3w7c2y7Z9ip+6sp5WULQ== 0001085146-06-000314.txt : 20060511 0001085146-06-000314.hdr.sgml : 20060511 20060511171329 ACCESSION NUMBER: 0001085146-06-000314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060511 DATE AS OF CHANGE: 20060511 EFFECTIVENESS DATE: 20060511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001269119 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10748 FILM NUMBER: 06831110 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 oam1q06.txt OPPENHEIMER ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oppenheimer Asset Management Inc. Address: 200 Park Avenue New York, NY 10166 13F File Number: 28-10748 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah Kaback Title: Senior Vice President Phone: 212.667.4395 Signature, Place, and Date of Signing: /s/ Deborah Kaback New York, NY May 08, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 Form13F Information Table Entry Total: 124 Form13F Information Table Value Total: $956,897 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10457 Alkeon Capital Management, LLC 2 28-06443 Eden Capital Management Partners LP 3 28-04847 KBW Asset Management, Inc 4 28-06279 Kilkenny Capital Management, LLC 5 28-02406 Mark Asset Management Corp 6 28-04503 Ridgecrest Investment Management FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANTA CORP CL B 007942204 5748 156286 SH DEFINED 0 0 156286 AGERE SYS INC COM 00845V308 2702 179743 SH DEFINED 0 0 179743 ALLSTATE CORP COM 020002101 25724 493652 SH DEFINED 0 0 493652 ALLTEL CORP COM 020039103 25000 386104 SH DEFINED 0 0 386104 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 1212 35390 SH DEFINED 0 0 35390 AMERICAN INTL GROUP INC COM 026874107 9538 144306 SH DEFINED 0 0 144306 AMPHENOL CORP NEW CL A 032095101 840 16080 SH DEFINED 0 0 16080 AMSURG CORP COM 03232P405 4358 192343 SH DEFINED 0 0 192343 ANHEUSER BUSCH COS INC COM 035229103 6352 148520 SH DEFINED 0 0 148520 AON CORP COM 037389103 18108 436210 SH DEFINED 0 0 436210 APOLLO GROUP INC CL A 037604105 9372 178330 SH DEFINED 0 0 178330 APPLIED FILMS CORP COM 038197109 5700 293461 SH DEFINED 0 0 293461 AT ROAD INC COM 04648K105 3537 698666 SH DEFINED 0 0 698666 AT&T INC COM 00206R102 19742 730120 SH DEFINED 0 0 730120 BANCO LATINOAMERICANO DE EXP CL E P16994132 2095 123168 SH DEFINED 0 0 123168 BANK OF AMERICA CORPORATION COM 060505104 19578 429926 SH DEFINED 0 0 429926 BRIGHAM EXPLORATION CO COM 109178103 2218 254682 SH DEFINED 0 0 254682 BRISTOL MYERS SQUIBB CO COM 110122108 8280 336436 SH DEFINED 0 0 336436 CALLAWAY GOLF CO COM 131193104 4540 264047 SH DEFINED 0 0 264047 CARDINAL HEALTH INC COM 14149Y108 1574 21134 SH DEFINED 0 0 21134 CERAGON NETWORKS LTD ORD M22013102 3383 701731 SH DEFINED 0 0 701731 CHINA MOBILE HONG KONG LTD SPONSORED ADR 16941M109 904 34070 SH DEFINED 0 0 34070 CIMAREX ENERGY CO COM 171798101 3891 89905 SH DEFINED 0 0 89905 CITIGROUP INC COM 172967101 14076 298012 SH DEFINED 0 0 298012 CITRIX SYS INC COM 177376100 930 24560 SH DEFINED 0 0 24560 COGNOS INC COM 19244C109 4007 103077 SH DEFINED 0 0 103077 COLE KENNETH PRODTNS INC CL A 193294105 2496 90043 SH DEFINED 0 0 90043 COLUMBIA SPORTSWEAR CO COM 198516106 3692 69188 SH DEFINED 0 0 69188 CSX CORP COM 126408103 866 14490 SH DEFINED 0 0 14490 CUTERA INC COM 232109108 5060 186411 SH DEFINED 0 0 186411 DANAHER CORP DEL COM 235851102 848 13334 SH DEFINED 0 0 13334 DIRECTV GROUP INC COM 25459L106 12662 772116 SH DEFINED 0 0 772116 DISCOVERY HOLDING CO CL A COM 25468Y107 1264 84290 SH DEFINED 0 0 84290 DISNEY WALT CO COM DISNEY 254687106 14346 514400 SH DEFINED 0 0 514400 DUKE ENERGY CORP COM 264399106 6868 235600 SH DEFINED 0 0 235600 ELECTRONIC DATA SYS NEW COM 285661104 13326 496700 SH DEFINED 0 0 496700 EMERSON ELEC CO COM 291011104 23220 277644 SH DEFINED 0 0 277644 EOG RES INC COM 26875P101 1172 16280 SH DEFINED 0 0 16280 EXPEDIA INC DEL COM 30212P105 3828 188882 SH DEFINED 0 0 188882 EXXON MOBIL CORP COM 30231G102 28216 463606 SH DEFINED 0 0 463606 FIRST DATA CORP COM 319963104 10582 226016 SH DEFINED 0 0 226016 FISHER SCIENTIFIC INTL INC COM NEW 338032204 1308 19210 SH DEFINED 0 0 19210 GENERAL DYNAMICS CORP COM 369550108 31612 494092 SH DEFINED 0 0 494092 GENERAL ELECTRIC CO COM 369604103 1346 38722 SH DEFINED 0 0 38722 GENERAL MTRS CORP COM 370442105 4288 201600 SH DEFINED 0 0 201600 GEORGIA GULF CORP COM PAR $0.01 373200203 4468 171934 SH DEFINED 0 0 171934 HAIN CELESTIAL GROUP INC COM 405217100 4462 170669 SH DEFINED 0 0 170669 HALLIBURTON CO COM 406216101 1168 16000 SH DEFINED 0 0 16000 HARRIS CORP DEL COM 413875105 1314 27780 SH DEFINED 0 0 27780 HOME DEPOT INC COM 437076102 1834 43360 SH DEFINED 0 0 43360 IAC INTERACTIVECORP COM NEW 44919P300 5506 186942 SH DEFINED 0 0 186942 ICU MED INC COM 44930G107 6954 192116 SH DEFINED 0 0 192116 INTEGRATED DEVICE TECHNOLOGY COM 458118106 4009 269842 SH DEFINED 0 0 269842 INTEL CORP COM 458140100 14604 749270 SH DEFINED 0 0 749270 INTRALASE CORP COM 461169104 6766 292243 SH DEFINED 0 0 292243 ISHARES INC MSCI JAPAN 464286848 1410 97930 SH DEFINED 0 0 97930 JP MORGAN CHASE & CO COM 46625H100 10624 255148 SH DEFINED 0 0 255148 KEYCORP NEW COM 493267108 27850 756782 SH DEFINED 0 0 756782 KROGER CO COM 501044101 27808 1365844 SH DEFINED 0 0 1365844 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1610 18770 SH DEFINED 0 0 18770 LASERSCOPE COM 518081104 1533 64967 SH DEFINED 0 0 64967 LEADIS TECHNOLOGY INC COM 52171N103 3270 577831 SH DEFINED 0 0 577831 LIBERTY GLOBAL INC COM SER A 530555101 858 42060 SH DEFINED 0 0 42060 LIBERTY MEDIA CORP NEW COM SER A 530718105 14186 1727822 SH DEFINED 0 0 1727822 LILLY ELI & CO COM 532457108 6680 120800 SH DEFINED 0 0 120800 M SYS FLASH DISK PIONEERS LT ORD M7061C100 2178 84284 SH DEFINED 0 0 84284 MARATHON OIL CORP COM 565849106 28822 378380 SH DEFINED 0 0 378380 MCDONALDS CORP COM 580135101 22718 661172 SH DEFINED 0 0 661172 MEDCO HEALTH SOLUTIONS INC COM 58405U102 918 16054 SH DEFINED 0 0 16054 MERCK & CO INC COM 589331107 17044 483818 SH DEFINED 0 0 483818 MERRILL LYNCH & CO INC COM 590188108 20830 264462 SH DEFINED 0 0 264462 MICRON TECHNOLOGY INC COM 595112103 4822 327600 SH DEFINED 0 0 327600 MIDCAP SPDR TR UNIT SER 1 595635103 2134 14740 SH DEFINED 0 0 14740 MIND C T I LTD ORD M70240102 4326 1390546 SH DEFINED 0 0 1390546 MOLSON COORS BREWING CO CL B 60871R209 5212 75946 SH DEFINED 0 0 75946 NABORS INDUSTRIES LTD SHS G6359F103 1358 18960 SH DEFINED 0 0 18960 NAUTILUS INC COM 63910B102 735 49196 SH DEFINED 0 0 49196 NETIQ CORP COM 64115P102 2775 249703 SH DEFINED 0 0 249703 NEWELL RUBBERMAID INC COM 651229106 12244 486042 SH DEFINED 0 0 486042 NORFOLK SOUTHERN CORP COM 655844108 1312 24270 SH DEFINED 0 0 24270 NOVATEL WIRELESS INC COM NEW 66987M604 1745 195544 SH DEFINED 0 0 195544 NVIDIA CORP COM 67066G104 926 16140 SH DEFINED 0 0 16140 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 3256 308156 SH DEFINED 0 0 308156 OMNICARE INC COM 681904108 1088 19780 SH DEFINED 0 0 19780 ORBOTECH LTD ORD M75253100 4263 173232 SH DEFINED 0 0 173232 P F CHANGS CHINA BISTRO INC COM 69333Y108 2783 56557 SH DEFINED 0 0 56557 PACIFIC SUNWEAR CALIF INC COM 694873100 3048 137612 SH DEFINED 0 0 137612 PAR PHARMACEUTICAL COS INC COM 69888P106 5092 180686 SH DEFINED 0 0 180686 PEPSICO INC COM 713448108 11708 202610 SH DEFINED 0 0 202610 PFIZER INC COM 717081103 7666 307636 SH DEFINED 0 0 307636 PHARMACEUTICAL PROD DEV INC COM 717124101 1310 37900 SH DEFINED 0 0 37900 PIONEER DRILLING CO COM 723655106 2789 169837 SH DEFINED 0 0 169837 PNC FINL SVCS GROUP INC COM 693475105 20724 307880 SH DEFINED 0 0 307880 POLARIS INDS INC COM 731068102 2127 38988 SH DEFINED 0 0 38988 POLYCOM INC COM 73172K104 3300 152813 SH DEFINED 0 0 152813 PRAXAIR INC COM 74005P104 12202 221260 SH DEFINED 0 0 221260 QLOGIC CORP COM 747277101 5433 280446 SH DEFINED 0 0 280446 RADWARE LTD ORD M81873107 6952 395676 SH DEFINED 0 0 395676 RIMAGE CORP COM 766721104 3033 134243 SH DEFINED 0 0 134243 SAFEWAY INC COM NEW 786514208 7606 302780 SH DEFINED 0 0 302780 SCHERING PLOUGH CORP COM 806605101 12052 634600 SH DEFINED 0 0 634600 SEAGATE TECHNOLOGY SHS G7945J104 1276 48490 SH DEFINED 0 0 48490 SI INTL INC COM 78427V102 7071 202016 SH DEFINED 0 0 202016 SIMPLETECH INC COM 828823104 3602 960319 SH DEFINED 0 0 960319 SOUTHWESTERN ENERGY CO COM 845467109 1961 60890 SH DEFINED 0 0 60890 SPRINT NEXTEL CORP COM FON 852061100 6890 266604 SH DEFINED 0 0 266604 TD BANKNORTH INC COM 87235A101 1064 36282 SH DEFINED 0 0 36282 TENET HEALTHCARE CORP COM 88033G100 11462 1553176 SH DEFINED 0 0 1553176 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1260 30590 SH DEFINED 0 0 30590 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 3120 130553 SH DEFINED 0 0 130553 TEXTRON INC COM 883203101 20846 223210 SH DEFINED 0 0 223210 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 754 45270 SH DEFINED 0 0 45270 TYCO INTL LTD NEW COM 902124106 28338 1054220 SH DEFINED 0 0 1054220 UNITED TECHNOLOGIES CORP COM 913017109 884 15240 SH DEFINED 0 0 15240 UNITEDHEALTH GROUP INC COM 91324P102 2232 39960 SH DEFINED 0 0 39960 VALERO ENERGY CORP NEW COM 91913Y100 1046 17500 SH DEFINED 0 0 17500 VERIZON COMMUNICATIONS COM 92343V104 9574 281072 SH DEFINED 0 0 281072 WACHOVIA CORP 2ND NEW COM 929903102 23624 421468 SH DEFINED 0 0 421468 WAL MART STORES INC COM 931142103 7688 162754 SH DEFINED 0 0 162754 WASHINGTON MUT INC COM 939322103 22436 526410 SH DEFINED 0 0 526410 WASTE MGMT INC DEL COM 94106L109 32236 913184 SH DEFINED 0 0 913184 WD-40 CO COM 929236107 2819 91716 SH DEFINED 0 0 91716 XTO ENERGY INC COM 98385X106 1920 44046 SH DEFINED 0 0 44046 ZIMMER HLDGS INC COM 98956P102 940 13902 SH DEFINED 0 0 13902
-----END PRIVACY-ENHANCED MESSAGE-----