-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wq3YNvxl/TyYS2PdlgBS0mZBX2IB8EuiavIQmb3i1xVd155FMrqLLXizStEVEfxE EcCaAJzcc3hxdgK+WHvSBw== 0000793040-03-000025.txt : 20031105 0000793040-03-000025.hdr.sgml : 20031105 20031105145355 ACCESSION NUMBER: 0000793040-03-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINSMORE JEAN H CENTRAL INDEX KEY: 0001269056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 03979209 BUSINESS ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-05 0 0000793040 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC ECF 0001269056 DINSMORE JEAN H C/O DAVIS DINSMORE MANAGEMENT 65 MADISON AVENUE MORRISTOWN NJ 07960 0 0 0 1 Director of Investment Adviser Common Stock 2003-11-05 4 X 0 916 7.76 A 18937 D Subscription Rights (Right to buy) 7.76 2003-11-05 4 X 0 5496 0 D 2003-10-17 2003-11-19 Common Stock 916 0 D Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on October 14, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of 95% of (A) the net asset value per share of the ECF's Common Stock on the AMEX on November 20, 2003, or (B) the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the AMEX on November 20, 2003 and the four preceding trading days. /s/ Gary I. Levine, attorney-in-fact 2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----