X0206 3 2013-05-21 0 0001269021 PORTOLA PHARMACEUTICALS INC PTLA 0001574558 Lis William C/O PORTOLA PHARMACEUTICALS, INC. 270 E. GRAND AVENUE, SUITE 22 SOUTH SAN FRANCISCO CA 94080 1 1 0 0 Chief Executive Officer Stock Option (Right to Buy) 5.30 2018-06-17 Common Stock 101095 D Stock Option (Right to Buy) 4.10 2018-12-22 Common Stock 25429 D Stock Option (Right to Buy) 5.10 2019-02-24 Common Stock 35069 D Stock Option (Right to Buy) 5.10 2019-06-08 Common Stock 1956 D Stock Option (Right to Buy) 9.00 2020-02-23 Common Stock 39999 D Stock Option (Right to Buy) 9.00 2020-07-13 Common Stock 211820 D Stock Option (Right to Buy) 8.50 2021-03-22 Common Stock 118834 D Stock Option (Right to Buy) 7.00 2022-03-07 Common Stock 204299 D Stock Option (Right to Buy) 9.80 2023-02-26 Common Stock 100000 D The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after May 13, 2008; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of May 13, 2008, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after December 9, 2008; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of December 9, 2008, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after February 25, 2009; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of February 25, 2009, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after July 2, 2009; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of July 2, 2009, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after December 9, 2009; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of December 9, 2009, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after May 1, 2010; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of May 1, 2010, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after March 23, 2011; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of March 23, 2011, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after March 8, 2012; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of March 8, 2012, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after January 1, 2013; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of January 1, 2013, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. /s/ Sally A. Kay, as attorney-in-fact 2013-05-21