X0206 3 2013-05-21 0 0001269021 PORTOLA PHARMACEUTICALS INC PTLA 0001192591 HOMCY CHARLES J C/O PORTOLA PHARMACEUTICALS, INC. 270 EAST GRAND AVENUE, SUITE 22 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Common Stock 244433 D Common Stock 20000 I The Charles J. Homcy 2009 Grantor Retained Annuity Trust Stock Option (Right to Buy) 3.30 2016-09-05 Common Stock 250067 D Stock Option (Right to Buy) 5.00 2017-09-19 Common Stock 195803 D Stock Option (Right to Buy) 5.00 2017-09-19 Common Stock 20000 D Stock Option (Right to Buy) 4.10 2018-12-22 Common Stock 183698 D Stock Option (Right to Buy) 5.10 2019-02-24 Common Stock 34442 D Stock Option (Right to Buy) 5.10 2019-06-08 Common Stock 11481 D Stock Option (Right to Buy) 9.00 2020-04-27 Common Stock 10000 D Stock Option (Right to Buy) 7.00 2021-12-14 Common Stock 5000 D Stock Option (Right to Buy) 7.00 2022-09-24 Common Stock 5000 D The Option shares shall vest as follows: 1/48th of the shares subject to such option shall vest each month after September 6, 2006, subject to Reporting Person's Continuous Service ( as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after September 17, 2007; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of September 17, 2007, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after December 9, 2008; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of December 9, 2008, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after February 25, 2009; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of February 25, 2009, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: one-fourth (1/4th) of the shares vest one year after July 2, 2009; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of July 2, 2009, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date The Option shares shall vest as follows: 1/24th of the shares subject to such option shall vest each month after April 29, 2010, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: 1/24th of the shares subject to such option shall vest each month after September 22, 2011, subject to Reporting Person's Continuous Service ( as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. The Option shares shall vest as follows: 50% of the shares vest one year after September 1, 2012; the balance of the shares vest in a series of twelve (12) successive equal monthly installments measured from the first anniversary of September 1, 2012, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2003 Equity Incentive Plan) as of each such date. /s/ Sally A. Kay, as attorney-in-fact 2013-05-21