0001538716-22-000113.txt : 20220603 0001538716-22-000113.hdr.sgml : 20220603 20220603174558 ACCESSION NUMBER: 0001538716-22-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220602 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALVAREZ AIDA CENTRAL INDEX KEY: 0001268885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 22995980 MAIL ADDRESS: STREET 1: 5995 PLAZA DRIVE MAIL ST CY20-103 CITY: CYPRESS STATE: CA ZIP: 90630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_165429273464610.xml FORM 4 X0306 4 2022-06-02 0 0001538716 Oportun Financial Corp OPRT 0001268885 ALVAREZ AIDA C/O OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 1 0 0 0 Common Stock 2022-06-02 4 M 0 18181 1.32 A 37055 D Common Stock 2022-06-02 4 S 0 18181 11.46 D 18874 D Stock Option (Right to Buy) 1.32 2022-06-02 4 M 0 18181 1.32 D 2022-08-01 Common Stock 18181.0 0 D Weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.585 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option is fully vested. /s/ Kathleen Layton (Attorney-in-Fact) 2022-06-03