0001538716-22-000113.txt : 20220603
0001538716-22-000113.hdr.sgml : 20220603
20220603174558
ACCESSION NUMBER: 0001538716-22-000113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220602
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALVAREZ AIDA
CENTRAL INDEX KEY: 0001268885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 22995980
MAIL ADDRESS:
STREET 1: 5995 PLAZA DRIVE MAIL ST CY20-103
CITY: CYPRESS
STATE: CA
ZIP: 90630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_165429273464610.xml
FORM 4
X0306
4
2022-06-02
0
0001538716
Oportun Financial Corp
OPRT
0001268885
ALVAREZ AIDA
C/O OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
1
0
0
0
Common Stock
2022-06-02
4
M
0
18181
1.32
A
37055
D
Common Stock
2022-06-02
4
S
0
18181
11.46
D
18874
D
Stock Option (Right to Buy)
1.32
2022-06-02
4
M
0
18181
1.32
D
2022-08-01
Common Stock
18181.0
0
D
Weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.585 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option is fully vested.
/s/ Kathleen Layton (Attorney-in-Fact)
2022-06-03