-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EgdVBeOmZ26+2lnDLPKvSGUwnSNhe36Vm8sGS7ShySwc/O1ziY5nVewoxtbh+XUU /oo8Qqs7RJLpUpX5qQ+nRQ== 0000914121-03-001489.txt : 20031107 0000914121-03-001489.hdr.sgml : 20031107 20031107165808 ACCESSION NUMBER: 0000914121-03-001489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE LEVI HONG KAYE CENTRAL INDEX KEY: 0001268608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14907 FILM NUMBER: 03985859 BUSINESS ADDRESS: STREET 1: 1405 LANE CRAWFORD HOUSE STREET 2: 70 QUEENS RD. E. CITY: HONG KONG CHINA STATE: F4 ZIP: 00000 MAIL ADDRESS: STREET 1: 1405 LANE CRAWFORD HOUSE CITY: 70 QUEENS RD. E. STATE: F4 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMTECH INTERNATIONAL INC CENTRAL INDEX KEY: 0000882509 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 391523370 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 150 FAIRWAY DRIVE STREET 2: SUITE 150 CITY: VERNON HILLS STATE: IL ZIP: 60061 BUSINESS PHONE: (847) 573-0033 MAIL ADDRESS: STREET 1: 150 FAIRWAY DRIVE STREET 2: SUITE 150 CITY: VERNON HILLS STATE: IL ZIP: 60061 4 1 p681563-4_leeex.xml X0201 4 2003-11-06 0 0000882509 IMMTECH INTERNATIONAL INC IMM 0001268608 LEE LEVI HONG KAYE 1405 LANE CRAWFORD HOUSE 70 QUEENS RD. E. HONG KONG CHINA F4 00000 CHINA 1 0 0 0 Stock Option (Right to Buy) 21.66 2003-11-06 4 A 0 20000 21.66 A 2013-11-05 Common Stock, $0.01 par value 20000 88349 D The option vests in 24 equal monthly installments. Includes 11,312 shares of Common Stock (wife) issuable upon conversion of Series A Convertible Preferred Stock, 9,050 shares of Common Stock issuable upon conversion of Series C Convertible Preferred Stock, 42,987 shares of Common Stock (wife) issuable upon conversion of Series C Convertible Preferred Stock, warrant to purchase 5,000 shares of Common Stock (wife) at $6.00 per share by February 14, 2007 only after the Series A Convertible Preferred Stock has been converted, and an option to purchase 20,000 shares of Common Stock at $21.66 per share by November 5, 2013 (options vest in 24 equal monthly installments). /s/ Levi Hong Kaye Lee 2003-11-07 -----END PRIVACY-ENHANCED MESSAGE-----