SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MIDDLETON FRED A

(Last) (First) (Middle)
400 SOUTH EL CAMINO REAL
SUITE 1200

(Street)
SAN MATEO CA 94402-1708

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Stereotaxis, Inc. [ STXS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/09/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2013 M(1) 29,248 A $4.1 811,520 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 08/07/2013 F(2) 11,838 D $10.13 799,682 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 08/07/2013 M(1) 149,849 A $3.36 949,531 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 08/07/2013 F(2) 49,718 D $10.13 899,813 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 08/07/2013 M(1) 75,759 A $1.98 975,572 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 08/07/2013 F(2) 14,808 D $10.13 960,764 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 08/07/2013 M(1) 675 A $4.1 4,322 I Sanderling VI Limited Partnership
Common Stock 08/07/2013 F(2) 273 D $10.13 4,049 I Sanderling VI Limited Partnership
Common Stock 08/07/2013 M(1) 3,455 A $3.36 7,504 I Sanderling VI Limited Partnership
Common Stock 08/07/2013 F(2) 1,146 D $10.13 6,358 I Sanderling VI Limited Partnership
Common Stock 08/07/2013 M(1) 566 A $4.1 3,626 I Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 08/07/2013 F(2) 229 D $10.13 3,397 I Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 08/07/2013 M(1) 2,900 A $3.36 6,297 I Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 08/07/2013 F(2) 962 D $10.13 5,335 I Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 88,072 D
Common Stock 28,117 I Sanderling Ventures Management VI
Common Stock 1,500 I Sanderling Mgmt. LLC 401K Pension Profit Sharing Plan
Common Stock 53,275 I Sanderling IV Biomedical Co-Investment Fund, L.P.
Common Stock 11,097 I Sanderling V Beteiligungs GmbH & Co. KG
Common Stock 39,716 I Sanderling V Biomedical Co-Investment Fund, L.P.
Common Stock 11,956 I Sanderling V Limited Partnership
Common Stock 67,790 I Sanderling Venture Partners V Co-Investment Fund, L.P.
Common Stock 22,451 I Sanderling Venture Partners IV Co-Investment Fund
Common Stock 82 I Sanderling Ventures Management V
Common Stock 79 I Middleton McNeil Retirement Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrant (right to buy) $4.1 08/07/2013 M(1) 29,248 05/01/2012 05/01/2017 Common Stock 29,248 $0 0 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock Warrant (right to buy) $3.36 08/07/2013 M(1) 149,849 05/07/2012 05/07/2017 Common Stock 149,849 $0 0 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock Warrant (right to buy) $1.98 08/07/2013 M(1) 75,759 03/29/2013 03/29/2018 Common Stock 75,759 $0 0 I Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock Warrant (right to buy) $4.1 08/07/2013 M(1) 675 05/01/2012 05/01/2017 Common Stock 675 $0 0 I Sanderling VI Limited Partnership
Common Stock Warrant (right to buy) $3.36 08/07/2013 M(1) 3,455 05/07/2012 05/07/2017 Common Stock 3,455 $0 0 I Sanderling VI Limited Partnership
Common Stock Warrant (right to buy) $4.1 08/07/2013 M(1) 566 05/01/2012 05/01/2017 Common Stock 566 $0 0 I Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock Warrant (right to buy) $3.36 08/07/2013 M(1) 2,900 05/07/2012 05/07/2017 Common Stock 2,900 $0 0 I Sanderling VI Beteiligungs GmbH & Co. KG
Explanation of Responses:
1. Corrects the transaction code included in the original Form 4, which should have been "M" ("Exercise or conversion of derivative security exempted pursuant to Rule 16b-3").
2. Corrects the transaction code included in the original Form 4, which should have been "F" ("Payment of exercise price or tax liability by delivering or holding securities incident to receipt, exercise or vesting of a security issued in accordance with Rule 16b-3").
Remarks:
/s/ Karen W. Duros, Attorney-in-Fact 08/12/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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