0001474506-21-000061.txt : 20210412
0001474506-21-000061.hdr.sgml : 20210412
20210412165640
ACCESSION NUMBER: 0001474506-21-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210408
FILED AS OF DATE: 20210412
DATE AS OF CHANGE: 20210412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ashman Philip
CENTRAL INDEX KEY: 0001564990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34703
FILM NUMBER: 21821256
MAIL ADDRESS:
STREET 1: 6120 WINDWARD PARKWAY, SUITE 290
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIMERA SCIENCES INC
CENTRAL INDEX KEY: 0001267602
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 200028718
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6120 WINDWARD PARKWAY
STREET 2: STE 290
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-990-5740
MAIL ADDRESS:
STREET 1: 6120 WINDWARD PARKWAY
STREET 2: STE 290
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-08
0
0001267602
ALIMERA SCIENCES INC
ALIM
0001564990
Ashman Philip
6120 WINDWARD PARKWAY, SUITE 290
ALPHARETTA
GA
30005
0
1
0
0
Chief Operating Officer & SVP
Common Stock
2021-04-08
4
S
0
45
9.62
D
19379
D
Dr. Ashman's sale of ALIM common stock was an involuntary sale to maintain a minimum cash balance by the online platform service provider used by his financial advisor. The sale, which was made without Dr. Ashman's knowledge or permission, was matchable under Section 16(b) of the Securities Exchange Act of 1934. Dr. Ashman has agreed to pay to ALIM, upon settlement of the sale, $225.39, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
/s/ Philip Ashman
2021-04-12