0001474506-21-000061.txt : 20210412 0001474506-21-000061.hdr.sgml : 20210412 20210412165640 ACCESSION NUMBER: 0001474506-21-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210408 FILED AS OF DATE: 20210412 DATE AS OF CHANGE: 20210412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashman Philip CENTRAL INDEX KEY: 0001564990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 21821256 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY, SUITE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200028718 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-990-5740 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-04-08 0 0001267602 ALIMERA SCIENCES INC ALIM 0001564990 Ashman Philip 6120 WINDWARD PARKWAY, SUITE 290 ALPHARETTA GA 30005 0 1 0 0 Chief Operating Officer & SVP Common Stock 2021-04-08 4 S 0 45 9.62 D 19379 D Dr. Ashman's sale of ALIM common stock was an involuntary sale to maintain a minimum cash balance by the online platform service provider used by his financial advisor. The sale, which was made without Dr. Ashman's knowledge or permission, was matchable under Section 16(b) of the Securities Exchange Act of 1934. Dr. Ashman has agreed to pay to ALIM, upon settlement of the sale, $225.39, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. /s/ Philip Ashman 2021-04-12