0001474506-21-000029.txt : 20210111 0001474506-21-000029.hdr.sgml : 20210111 20210111164515 ACCESSION NUMBER: 0001474506-21-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210107 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashman Philip CENTRAL INDEX KEY: 0001564990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 21521290 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY, SUITE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200028718 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-990-5740 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-01-07 0 0001267602 ALIMERA SCIENCES INC ALIM 0001564990 Ashman Philip 6120 WINDWARD PARKWAY, SUITE 290 ALPHARETTA GA 30005 0 1 0 0 Chief Operating Officer & SVP Common Stock 2021-01-07 4 A 0 10000 0 A 21957 D Employee Stock Option (Right to Buy) 5.01 2021-01-07 4 A 0 30000 0 A 2031-01-06 Common Stock 30000 30000 D The Reporting Person was awarded 10,000 shares of restricted common stock in connection with his service as an executive officer of the Issuer, which shares vest in four equal annual installments beginning January 7, 2022, so long as the Reporting Person's service as an employee of the Issuer is continuous from the Grant Date through the applicable anniversary thereof. Becomes exercisable in equal monthly installments over 48 months beginning one month after the vesting commencement date of January 7, 2021, so long as the Reporting Person's service as an employee of the Issuer is continuous from the Grant Date through the applicable vesting date. /s/ Philip Ashman 2021-01-11