0001267602-15-000084.txt : 20151217 0001267602-15-000084.hdr.sgml : 20151217 20151217161949 ACCESSION NUMBER: 0001267602-15-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151215 FILED AS OF DATE: 20151217 DATE AS OF CHANGE: 20151217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 6789905740 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISWIRTH RICHARD S JR CENTRAL INDEX KEY: 0001374256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 151293863 MAIL ADDRESS: STREET 1: C/O JONES SODA CO. STREET 2: 234 9TH AVE N CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_145038717918671.xml FORM 4 X0306 4 2015-12-15 0 0001267602 ALIMERA SCIENCES INC ALIM 0001374256 EISWIRTH RICHARD S JR 6120 WINDWARD PARKWAY, SUITE 290 ALPHARETTA GA 30005 0 1 0 0 COO and CFO Common Stock 2015-12-15 4 M 0 31260 1.33 A 66234 D Common Stock 2015-12-15 4 S 0 31260 2.3199 D 34974 D Common Stock 2015-12-16 4 M 0 15409 1.33 A 50383 D Common Stock 2015-12-16 4 S 0 15409 2.2973 D 34974 D Employee Stock Option (Right to Buy) 1.33 2015-12-15 4 M 0 31260 0 D 2016-01-01 Common Stock 31260.0 15409 D Employee Stock Option (Right to Buy) 1.33 2015-12-16 4 M 0 15409 0 D 2016-01-01 Common Stock 15409.0 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.24 to $2.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Became exercisable with respect to 1/4 of the shares of stock which are subject to this option on 10/31/06 (the "Initial Vesting Date") and with respect to the remainder of the shares in equal increments quarterly over three years beginning on the date three (3) months from the Initial Vesting Date. /s/ Richard S. Eiswirth 2015-12-17