0001209191-14-017514.txt : 20140305 0001209191-14-017514.hdr.sgml : 20140305 20140305174553 ACCESSION NUMBER: 0001209191-14-017514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 6789905740 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caballa Susan CENTRAL INDEX KEY: 0001489530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 14670578 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: SUITE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-04 0 0001267602 ALIMERA SCIENCES INC ALIM 0001489530 Caballa Susan 6120 WINDWARD PARKWAY, SUITE 290 ALPHARETTA GA 30005 0 1 0 0 See Remarks Common Stock 2014-03-04 4 M 0 8931 2.04 A 86363 D Common Stock 2014-03-04 4 S 0 8931 7.01 D 77432 D Employee Stock Option (Right to Buy) 2.04 2014-03-04 4 M 0 8931 0.00 D 2014-07-07 Common Stock 8931 0 D Includes an aggregate of 6,445 shares of common stock acquired under the Alimera Sciences, Inc. 2010 Employee Stock Purchase Plan on October 31, 2012, April 30, 2013 and October 31, 2013. Became exercisable with respect to 1/4 of the shares of stock which are subject to this option on 7/7/05 (the "Initial Vesting Date") and with respect to the remainder of the shares in equal increments quarterly over three years beginning on the date three (3) months from the Initial Vesting Date. Senior Vice President, Regulatory and Medical Affairs /s/ Susan Caballa 2014-03-05