0001104659-23-125783.txt : 20231213 0001104659-23-125783.hdr.sgml : 20231213 20231213172037 ACCESSION NUMBER: 0001104659-23-125783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wood Todd Michael CENTRAL INDEX KEY: 0001739840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 231484955 MAIL ADDRESS: STREET 1: C/O OBALON THERAPEUTICS, INC. STREET 2: 5421 AVENIDA ENCINAS, SUITE F CITY: SAN DIEGO STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200028718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6310 TOWN SQUARE STREET 2: SUITE 400 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-990-5740 MAIL ADDRESS: STREET 1: 6310 TOWN SQUARE STREET 2: SUITE 400 CITY: ALPHARETTA STATE: GA ZIP: 30005 4 1 tm2332858-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-11 0 0001267602 ALIMERA SCIENCES INC ALIM 0001739840 Wood Todd Michael 6310 TOWN SQUARE, SUITE 400 ALPHARETTA GA 30005 0 1 0 0 President of U.S. Operations 0 Employee Stock Option (Right to Buy) 3.71 2023-12-11 4 A 0 125000 0.00 A 2027-12-11 Common Stock 125000 125000 D The employee stock option shall vest as follows: one-fourth of the shares shall vest on December 11, 2024, with the remaining shares vesting in 36 equal monthly installments beginning on January 11, 2025, subject to reporting person's continuous employment. /s/ Todd Wood 2023-12-13