0000796343-19-000042.txt : 20190128
0000796343-19-000042.hdr.sgml : 20190128
20190128165110
ACCESSION NUMBER: 0000796343-19-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190124
FILED AS OF DATE: 20190128
DATE AS OF CHANGE: 20190128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON MATTHEW
CENTRAL INDEX KEY: 0001267573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15175
FILM NUMBER: 19546088
MAIL ADDRESS:
STREET 1: 20450 STEVENS CREEK BOULEVARD, SUITE 800
STREET 2: C/O BORLAND SOFTWARE CORP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADOBE INC.
CENTRAL INDEX KEY: 0000796343
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770019522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110-2704
BUSINESS PHONE: 4085366000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110-2704
FORMER COMPANY:
FORMER CONFORMED NAME: ADOBE SYSTEMS INC
DATE OF NAME CHANGE: 19940208
4
1
wf-form4_154871225389068.xml
FORM 4
X0306
4
2019-01-24
0
0000796343
ADOBE INC.
ADBE
0001267573
THOMPSON MATTHEW
ADOBE INC.
345 PARK AVENUE
SAN JOSE
CA
95110
0
1
0
0
EVP WW Field Operations
Common Stock
2019-01-24
4
M
0
57150
0
A
107290
I
Trust
Common Stock
2019-01-24
4
F
0
28334
242.56
D
78956
I
Trust
Common Stock
2019-01-24
4
M
0
9525
0
A
88481
I
Trust
Common Stock
2019-01-24
4
F
0
4122
242.56
D
84359
I
Trust
Common Stock
2019-01-24
4
M
0
9443
0
A
93802
I
Trust
Common Stock
2019-01-24
4
F
0
4681
242.56
D
89121
I
Trust
Common Stock
2019-01-24
4
M
0
5114
0
A
94235
I
Trust
Common Stock
2019-01-24
4
F
0
2535
242.56
D
91700
I
Trust
Common Stock
2019-01-25
4
S
0
3499
243.9068
D
88201
I
Trust
Common Stock
2019-01-25
4
S
0
25226
245.2146
D
62975
I
Trust
Common Stock
2019-01-25
4
S
0
12275
245.8158
D
50700
I
Trust
Common Stock
2019-01-28
4
S
0
560
241.6132
D
50140
I
Trust
Performance Shares
0.0
2019-01-24
4
M
0
57150
0
D
Common Stock
57150.0
0
D
Restricted Stock Units
0.0
2019-01-24
4
M
0
9525
0
D
Common Stock
9525.0
0
D
Restricted Stock Units
0.0
2019-01-24
4
M
0
9443
0
D
Common Stock
9443.0
9443
D
Restricted Stock Units
0.0
2019-01-24
4
M
0
5114
0
D
Common Stock
5114.0
10226
D
Performance Shares
0.0
2019-01-24
5
A
0
E
22688
0
A
Common Stock
22688.0
22688
D
Restricted Stock Units
0.0
2019-01-24
4
A
0
11344
0
A
Common Stock
11344.0
11344
D
Shares held by The Thompson Living Trust u/a dtd 08/28/1997 of which the reporting person is a trustee.
Shares surrendered to pay tax liability due at vesting.
This transaction was executed in multiple trades at prices ranging from $243.52 to $244.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
This transaction was executed in multiple trades at prices ranging from $244.58 to $245.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
This transaction was executed in multiple trades at prices ranging from $245.60 to $246.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
This transaction was executed in multiple trades at prices ranging from $241.52 to $241.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date.
Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.
Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.
Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.
Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.
The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved.
Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.
/s/ Allison Blais, as attorney-in-fact
2019-01-28