-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O4lA8bZASHzF6SJMT0GS8f40B/8/kp8DLt/ar5UsJWX54Toz2RkpY0FVfRKYJIlA fFZT8fQ3nM0SZKc3fUYa+g== 0000905148-05-003459.txt : 20050624 0000905148-05-003459.hdr.sgml : 20050624 20050624155316 ACCESSION NUMBER: 0000905148-05-003459 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050615 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050624 DATE AS OF CHANGE: 20050624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN ABS CORP BACKED TRUST CERTS SER 2001-3 CENTRAL INDEX KEY: 0001266827 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31833 FILM NUMBER: 05915163 BUSINESS ADDRESS: STREET 1: LEHMAN ABS CORP STREET 2: 3 WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10285 MAIL ADDRESS: STREET 1: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 8-K 1 efc5-1428_form8k.txt ============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 15, 2005 Lehman ABS Corporation, on behalf of: CORPORATE BACKED TRUST CERTIFICATES, SERIES 2001-3 TRUST ----------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware 001-31833 13-3447441 - ------------------------------------------------------------------------------ (State or Other Jurisdiction (Commission File (I.R.S. Employer of Incorporation) Number) Identification No.) Lehman ABS Corporation 745 Seventh Avenue New York, New York 10019 - ------------------------------------------------------------------------------ (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 526-7000 ---------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ============================================================================== The Corporate Backed Trust Certificates, Series 2001-3 Trust, which we refer to herein as the "Trust," was formed pursuant to the Standard Terms for Trust Agreements, dated as of January 16, 2001, between Lehman ABS Corporation, as depositor, and U.S. Bank Trust National Association, as trustee, as supplemented by the Series Supplement in respect of the Trust dated as of January 25, 2001. Item 8.01. OTHER EVENTS On June 15, 2005, distribution was made to the holders of the certificates issued by the Trust. Specific information with respect to the distribution is filed as Exhibit 1 hereto. No other reportable transactions or matters have occurred during the current reporting period. KeyCorp, the issuer of the junior subordinated debentures, the sole assets of KeyCorp Institutional Capital B, the issuer of the underlying securities, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). For information on KeyCorp please see its periodic and current reports filed with the Securities and Exchange Commission (the "Commission") under KeyCorp's Exchange Act file number, 001-11302. The Commission maintains a site on the World Wide Web at "http://www.sec.gov" at which users can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval system, or "EDGAR." Periodic and current reports and other information required to be filed pursuant to the Exchange Act by KeyCorp may be accessed on this site. Neither Lehman ABS Corporation nor the Trustee has participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein. Neither Lehman ABS Corporation nor the Trustee has verified the accuracy or completeness of such documents or reports. There can be no assurance that events affecting the issuer of the underlying securities, the issuer of the junior subordinated debentures or the underlying securities themselves, have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above. Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS (c) The following exhibit is filed as part of this report: 1 Trustee's Distribution Statement to the Series 2001-3 Certificate Holders for the period ending June 15, 2005. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: June 15, 2005 Lehman ABS Corporation By: /s/ Charles M. Weaver ----------------- Name: Charles M. Weaver Title: Vice President 3 EXHIBIT INDEX Exhibit Number Description - -------------- ----------- 1 Trustee's Distribution Statement to the Series 2001-3 Certificate Holders for the period ending June 15, 2005 4 EX-1 2 efc5-1428_ex1.txt Exhibit 1 TRUSTEE'S DISTRIBUTION STATEMENT To the Holders of: Corporate Backed Trust Certificates, Series 2001-3 *CUSIP: 21988G601 In accordance with the Standard Terms for Trust Agreements, U.S. Bank Trust National Association, as Trustee, submits the following cash basis statement for the period ending June 15, 2005. INTEREST ACCOUNT - ---------------- Balance as of December 15, 2004..... $0.00 Scheduled Income received on securities..... $3,920,606.25 Unscheduled Income received on securities..... $0.00 LESS: Distribution to the Holders..... -$3,920,606.25 Distribution to Depositor..... -$0.00 Distribution to Trustee..... -$0.00 Balance as of June 15, 2005..... $0.00 PRINCIPAL ACCOUNT - ----------------- Balance as of December 15, 2004..... $0.00 Scheduled Principal received on securities..... $0.00 LESS: Distribution to Holders..... -$0.00 Balance as of June 15, 2005..... $0.00 UNDERLYING SECURITIES HELD AS OF June 15, 2005 Principal Amount Title of Security --------- ----------------- $95,045,000 KeyCorp Institutional Capital B 8.25% Capital Securities Due December 15, 2026 *CUSIP: 493266AB6 U.S. Bank Trust National Association, as Trustee *The Trustee shall not be held responsible for the selection or use of the CUSIP numbers nor is any representation made as to its correctness. It is included solely for the convenience of the Holders. -----END PRIVACY-ENHANCED MESSAGE-----