0001753926-23-001198.txt : 20230907
0001753926-23-001198.hdr.sgml : 20230907
20230907181705
ACCESSION NUMBER: 0001753926-23-001198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230905
FILED AS OF DATE: 20230907
DATE AS OF CHANGE: 20230907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 231243295
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivani Medical, Inc.
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5858 HORTON STREET, SUITE 280
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 5858 HORTON STREET, SUITE 280
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
DATE OF NAME CHANGE: 20031010
4
1
ownership.xml
X0508
4
2023-09-05
0
0001266806
Vivani Medical, Inc.
VANI
0001624919
Williams Gregg
C/O 5858 HORTON ST, SUITE 280
EMERYVILLE
CA
94608
1
0
1
0
0
Common Stock
2023-09-05
4
P
0
4997
0.93
A
21180
D
Common Stock
2023-09-06
4
P
0
14570
0.94
A
35750
D
Common Stock
2023-09-07
4
P
0
33700
0.94
A
69450
D
Common Stock
13677308
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
In addition to the shares Mr. Williams purchased directly in his name on the open market Mr. Williams owns 13,677,308 shares indirectly as follows: (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.
/s/ Gregg Williams
2023-09-07